06/24/2019
In what a victims’ representative called the “blind leading the blind”, Rene Poisson, a former JP Morgan managing director, was hired as a third-party consultant by the City regulator to help to oversee an inquiry into the treatment of s
06/24/2019
UK lender spent three years asking clients for personal information under new rules
06/24/2019
The group will also advise on the use of sustainable finance instruments and fund structures – such as green bonds, which make financing contingent on achieving certain environmental goals, or pay-for-success instruments, which are used to fund proj
06/24/2019
The role of big techs in finance raises issues that go beyond traditional financial risks, according to the BIS.
06/24/2019
The fraud squad at City of London Police began an investigation into Bric Global in November 2012 after more than 10 reports made to its fraud reporting centre, Action Fraud.
06/24/2019
The company has now added six to this list, bringing the total of exceptional managers to 10.
06/23/2019
5th Annual Macroprudential Conference, Frankfurt
06/23/2019
The report seeks to increase understanding of how stressed conditions may affect both bond and other financial markets and the financial system more broadly.
06/23/2019
The discussion paper outlines APRA’s proposals with respect to a number of areas including asset classification and provisioning, credit standards and credit risk management.
06/21/2019
The German bank, which has struggled to revive its fortunes following past misconduct, is facing further scrutiny as the FBI examines a range of potential anti-money laundering lapses following a complaint by a whistleblower.
06/21/2019
This agreement will enable us to improve once again the possibilities of diversification and the efficiency of our clients portfolios."
06/21/2019
Graeme Jones, regulatory policy and technical consultant at Bankhall points out that prior to Prod, the Financial Conduct Authority already provided guidance to firms in the form of the Responsibilities of Providers and Distributors sourcebook.
06/21/2019
With the Senior Managers and Certification Regime only months away, it is more important than ever for advisers and their businesses to recognise and understand the importance of segmentation and ensure it is done right.
06/21/2019
Enable, empower, ensure: a new finance for the new economy
06/21/2019
The Irish Government has published a draft Bill to amend the existing Investment Limited Partnership law.
06/21/2019
The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board.
06/21/2019
The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of Scotla
06/21/2019
FMSB members and other interested parties are invited to comment on the proposed Statement of Good Practice before it is finalised by FMSB.
06/21/2019
Hodges, who has brought the cases to Money Marketing’s attention, is currently attempting to retrieve money for clients.
06/21/2019
Legal team advises private bank on wealth manager acquisition
Deal Is Part Of Wealth Management Business’ Growth Strategy