05/17/2019
David ran a legitimate HBFS business parallel with his fraud, in which he convinced investors, some of which he knew personally as friends, that their funds were held in high-interest bank accounts offering between four and eight per cent annual interest.
05/17/2019
Between 2008 and 2015 the brothers fraudulently produced client records and misrepresented documents
05/16/2019
Germany’s largest bank has been beset by legal troubles in recent years — and has warned they are not over yet
05/16/2019
In the Cayman Islands, premier Alden McLaughlin said the suggestion was "akin to an attempt to take over the territory.
05/16/2019
Former compliance officer says day-trader friend provided mobile phone to keep in touch
05/16/2019
HMRC is cracking down on the use of disguised remuneration and contractor loans after winning two tax avoidance cases at the tax tribunal over use of offshore trusts to avoid tax and NICs
05/16/2019
The focus of the guidance remains on how charities decide on which lawful basis of processing personal data they should rely on in a particular situation.
05/16/2019
Speech given by Sam Woods, Deputy Governor for Prudential Regulation and Chief Executive Officer, Prudential Regulation Authority
05/16/2019
Swedbank, which dominates financial markets in the Baltics, is fielding allegations it may have handled over $100 billion in potentially suspicious flows.
05/16/2019
"This new framework with the AFM will open up opportunities for the asset management industries in both markets and provide investors in Hong Kong and the Netherlands with more investment choices.
05/16/2019
The Eversheds Sutherland Team developed a Case Management Information System, REfocus, enabling clients and lawyers to interact, review and manage deals and transactions through its cloud-based portal, a market-first for real estate lawyers.
05/15/2019
Given at the Association for British Insurer's Prudential Regulation Seminar 2019
05/15/2019
Under EU rules, selective disclosure of information - to some investors and not other - is not allowed.
05/15/2019
Hundreds of advisers report non-compliant PII cover
Three days before the rise in April the FCA sent an email to advisers asking those whose PI insurance policy did not provide compliant cover to complete an online survey
05/15/2019
Some £35 billion from Guernsey investment funds is invested into UK assets, most into long-term tangible assets, including schools, hospitals, airports and roads, and businesses of all sectors and scale – and the majority of that money comes f
05/15/2019
The Swiss bank was ordered to pay 4.5 billion euros ($5 billion) in fines and other charges.
05/15/2019
Dubbed a “stealth tax” by critics, probate costs will increase under controversial plans to introduce a new sliding scale of probate fees.
05/15/2019
Top regulator said criminal action over Qatar payments presented risk to bank’s safety
05/15/2019
The ombudsman resolved 97 portfolio management complaints against IFAs and 95 occupational transfer complaints
05/15/2019
Frankfurt prosecutors looking at wealthy individuals in case