03/31/2019
The Supreme Court granted certiorari to address only whether someone who is not a “maker” can be found to have violated the other subsections of Rule 10b-5
03/29/2019
The schemes jeopardise and pose security risks to the bloc, European Commission says EmailFacebookTwitterLinkedInPrint
03/29/2019
ESMA has also issued supervisory measures against the three CRAs, in the form of public notices
03/29/2019
Scope of the Regulation extended to include crowdfunding offers up to EUR 8 000 000
03/29/2019
The current international corporate tax architecture is fundamentally out of date.
03/29/2019
Tackling sexual harassment within the financial services industry will require cultural change from firms, from senior leadership down, an expert has said.
03/29/2019
The Serious Fraud Office brought the prosecution at Southwark Crown Court.
03/29/2019
The CFC rules, which apply for tax periods beginning after 31 December 2018, implement articles 7 and 8 of the ATAD.
03/29/2019
Under UK law, there is no obligation to withhold tax on dividends.
03/28/2019
The bank is under investigation in the United States, Denmark, Estonia, France and Britain.
03/28/2019
Former Manager of the Liquidity Management Portfolio at Barclays Bank, Sisse Bohart, was acquitted.
03/28/2019
At this stage – also reflecting EIOPA's overall stance of technological neutrality and support for establishing a level playing field for all market participants – there seems to be no need for further regulatory steps on licensing.
03/28/2019
In the European financial regulatory landscape, the purchase of cloud computing services falls within the broader scope of outsourcing.
03/28/2019
Accurate and complete transaction reporting helps underwrite market integrity and supervise firms and markets. In particular, transaction reports help the FCA identify potential instances of market abuse and combat financial crime.
03/28/2019
Achieve your securities financing reporting objectives with a leading end-to-end solution.
03/28/2019
“It brings together our complementary capabilities to enhance the value we offer to our financial services clients.”
03/28/2019
Conclusions from the special committee established to step up fight against tax crimes at EU and global level
03/28/2019
Cyprus, the third largest island in the Mediterranean, member state of the EU since 2004 and a member of the Eurozone since 2008, is a business hub, a welcoming environment and a very popular tourist destination.
03/28/2019
Speech by Pentti Hakkarainen, Member of the Supervisory Board of the ECB, at Sveriges Riksbank, Stockholm, 27 March 2019
03/28/2019
The London-based lender also said it may no longer be able to provide financial advice to citizens in the EU after Britain's exit.