03/20/2019
UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.
03/20/2019
ESMA’s stated goal has been to provide as much certainty as possible and to mitigate potential adverse effects of a trading obligation in these circumstances.
03/20/2019
Following approval of the Law, further Guidance Notes about the practical implications of the Law are expected shortly.
03/20/2019
In addition, Ţuca Zbârcea & Asociaţii set up Foreign Desks – China Desk, Israel Desk, Moldovan Desk – to address the growing needs of foreign investors looking to enter the Romanian market.
03/20/2019
LumX had already been slimming down following years of losses
03/20/2019
Traditionally viewed as a later life concern, there is growing awareness that mental and physical incapacity can, sadly, strike at any point of a client's life.
03/20/2019
Carey Olsen advises more LSE-listed clients than any other offshore law firm.
03/20/2019
Following the acquisition, Defaqto will remain operating as an independent business within the Group out of its offices in Haddenham, Buckinghamshire.
03/20/2019
Those being investigated by Milan prosecutors were carried out using various online accounts
03/20/2019
MiFID II required brokers to provide a price for research that was separate from execution services, which in turn would force investment managers to decide whether to pass this cost onto clients or to absorb it.
03/20/2019
This focus on the future will cause many couples to consider their marriage and finally decide there is nothing left to do; all avenues of reconciliation have been exhausted.
03/20/2019
Data are provided for a total of 189 banks, including 106 large internationally active banks.
03/19/2019
Around 70,000 British expats live in Cyprus, although this includes many who live on the island for only part of the year.
03/19/2019
The FCA said that it is continuing to investigate the business undertaken by Premier FX to determine whether any individuals may have broken the law and whether any money can be returned to customers of the firm.
03/19/2019
They are the starting point for HMRC to kick off an investigation and any evidence obtained can lead to a criminal prosecution.
03/19/2019
This latest version of the disclosure regulation, which was approved by the EU institutions on March 7
03/19/2019
Chairman Karsten Dybvad said Danske is “working intensively” on finding someone to run the bank long-term, as he addressed shareholders at an annual general meeting in Copenhagen on Monday.
03/19/2019
Potential collision course with Berlin over plans for Deutsche-Commerzbank tie-up
03/19/2019
All three Crown Dependency governments introduced legislation in 2018 requiring businesses that operate on the island to demonstrate adequate economic substance
03/19/2019
Swedbank said it would release Forensic Risk Alliance’s conclusions and field press questions on the report this Friday.