06/07/2019
Guernsey Stock Exchange disputes FCA account over Woodford
The International Stock Exchange Authority only has a remit for certain securities listed on TISE where the LF Woodford Equity Income Fund is an investor.
06/07/2019
The SMCR, while implemented by the UK regulator, is borderless
06/07/2019
Recent HMRC research has revealed that many parents affected by the Child Benefit High income Charge do not understand it
06/06/2019
The report looks at some examples of financial activities where supervisory practices andregulatory policies may give rise to market fragmentation.
06/06/2019
The purpose of these letters was to seek assurance that firms’ senior managers and relevant governance committee(s) understand the risks associated with this transition
06/06/2019
It is certainly not the role of the regulator to stand in the way of progress.
06/06/2019
In its reasoning, the Court explained that the trust had been administered under the supervision of the Court for some 20 years
06/06/2019
Speech by Nick Cook, Director of Innovation at the FCA, delivered at the 6th Central Bank Executive Summit
06/06/2019
We have seen that operational failures can happen and unless something dramatically changes we can expect them to happen again.
06/06/2019
Libor prices in fluctuations in the perceived credit quality of banks, whereas for many users, alternative risk free reference rates are better reflections of the general level of interest rates.
06/06/2019
Lawyers from Carey Olsen's corporate team in Jersey have advised Realty Income Corporation (Realty) on the acquisition of 12 Sainsbury's superstores from British Land.
06/06/2019
The four bankers claim that the Supreme Court in Iceland had not been impartial on account of the positions held by family members of one of its judges and that they had not been granted access to all of the prosecutor’s documentation.
06/06/2019
Credit Suisse is currently fighting the allegations. UBS blew the whistle on the other banks, avoiding the fine.
06/06/2019
Ex-governor Philip Lane tells Minister that ‘variable pay’ is vital to retain critical staff
06/06/2019
UBS Group AG avoided a fine because it helped reveal the existence of the cartel.
06/06/2019
Given at the 2019 Institute of International Finance Spring Membership Meeting, Tokyo
06/06/2019
Economic Secretary John Glen spoke at the 2019 Women in Finance Summit on the progress made towards greater gender equality and the lengths still to go.
06/05/2019
By contrast, the US has become an attractive destination for ultra-high-net-worth individuals from around the globe
06/05/2019
The Spanish bank has also unveiled its plans to create another master-feeder structure of the JP Morgan's Multi- manager Alternatives fund with the aim to continue strengthening its range of alternative products.
06/05/2019
Bank board members will have to pay increasingly close attention to functions which are being automated and no longer carried out by individuals, including anti-money laundering checks, a senior Bank of England official said on Tuesday.