07/16/2019
Ex-Kingsley Napley partner fined over £1.5m estate payments
This grant gave the client the authority to get in the assets of the deceased, but not to deal with those assets or make payments from the estate.
07/16/2019
RDJ Private Client practice ranked by Chambers HNW 2019
Chambers describes the RDJ team as “decisive”.
07/16/2019
Existing laws leaving staff who speak up exposed to abuse by their employers, says report
07/16/2019
Gabriel is our main regulatory data collection system, facilitating the collection of over 500,000 submissions annually, across 120,000 users and 52,000 firms.
07/16/2019
Formal offer letter shows how much bank was prepared to pay up for new CEO
07/16/2019
Speech by Andrew Bailey, Chief Executive of the FCA, at the Securities Industry and Financial Markets Association's LIBOR Transition Briefing in New York, USA.
07/15/2019
This latest move by IBB aligns with its clear vision to put its clients at the centre of everything it does.
07/15/2019
ING Belgium was hit with the penalty on April 24, Julie Kerremans, a Brussels-based spokeswoman for the unit, said in an emailed statement on Sunday.
07/15/2019
The final amount of the fines may well be decreased in court.
07/15/2019
This is a key requirement to improve transparency and facilitate the monitoring of systemic risks in the derivatives markets.
07/15/2019
The Vatican said their bodies may have been moved during a restoration in the 1960s and 1970s.
07/14/2019
ESMA will continue to monitor relevant markets developments and gather feedback on issues frequently encountered.
07/14/2019
The Report addresses one of the five action points of the European Commission FinTech Action plan, namely ESMA’s mandate ‘to map current authorising and licensing approaches for innovative FinTech business models in Europe’.
07/13/2019
Fund 5 has been established as a Cayman Islands exempted limited partnership, with IMF Bentham and its related entities providing investment management and advisory services.
07/12/2019
The rules significantly narrow the scope of reverse solicitation, as any subscription by an investor into the AIF within 18 months of the pre-marketing would be deemed to have arisen as a result of AIFMD marketing
07/12/2019
These bring industry benefits, but also cause oversight problems and have the potential to threaten stability and resilience across the sector.
07/12/2019
Welcome to the first of our extended Funds & Investment Management quarterly updates which considers recent legal, regulatory, tax and listing developments in both Ireland and Luxembourg.
07/12/2019
The Financial Stability Report and Record set out our Financial Policy Committee's view on the stability of the UK financial system and what it is doing to remove or reduce any risks to it.
07/12/2019
NI's economy has shown the most concerning signs yet that Brexit is damaging business
07/12/2019
We also assessed how firms are considering consumer harm and the proactive steps taken to identify and remediate.