06/04/2019
The correct application of the MiFID II requirements on the assessment of appropriateness is key to ensuring the protection of investors in the case of transactions that are not accompanied by investment advice.
06/03/2019
He filed his declarations for the tax years 2015, 2016 and 2017, but did not disclose his property in Kent.
06/03/2019
Celebrating the World’s Leading Lawyers
06/03/2019
Any issuer seeking approval of a draft prospectus on or after 21 July 2019 must do so under the Regulation and in line with the Prospectus Regulation Rules sourcebook.
06/03/2019
Anthony Gignac referred to himself as 'sultan' and travelled in private jets with fake diplomatic paper
06/03/2019
The Isle of Man is a stable, strong and secure environment coupled with a pride in the high levels of service it provides through its well established and reputable financial services businesses.
06/03/2019
“The guide will help firms and their customers determine whether and to what extent P2P is appropriate for non-advised customers,” Jeffrey Mushens, technical policy director at Tisa, said.
06/03/2019
The merged firm will operate under the name Greenberg Traurig Santa Maria in Italy
06/03/2019
LEBC Director of Public Policy, Kay Ingram said, “The Gender Pension Gap is an issue that Parliament must address. With women at 65 currently retiring with just one fifth of the pensions of their male peers¹, the gap must be closed before anoth
06/03/2019
Sandpiper has also entered TISE’s Channel Islands market segment, which is dedicated to trading companies operating from Guernsey or Jersey which issue equity that is listed on the Exchange.
06/03/2019
The role of their advisers is to understand the extent of the estate, where all the assets are, and any complexities or unusual arrangements.
06/03/2019
FIAU providing ‘regular updates’
06/03/2019
Appleby have acted in a number of landmark and high profile decisions over the past year in their courts
06/03/2019
Danske Bank, which has been embroiled in a major money laundering scandal, has agreed to sell its portfolio of Estonian private loans to LHV Pank in a deal worth 410 million euros (US$458.3 million), LHV said on Monday.
05/31/2019
National Crime Agency (NCA) disclosed obtained the Unexplained Wealth Orders (UWO) at London’s High Court for three houses in prime locations in the British capital which had been bought for more than 80 million pounds and were held by offshore comp
05/31/2019
The effectiveness of the Directive therefore depends on the way it is enacted by each Member State.
05/31/2019
The file should be kept at the registered office of the company and must be made available on request to the tax authorities as part of a review of the tax return or an on-site inspection.
05/31/2019
The regulatory uses of the LEI are multiple and the benefits can be substantial.
05/31/2019
Raphaels failed to have adequate processes to enable it to understand and assess the business continuity and disaster recovery arrangements of its outsourced service providers
05/31/2019
The transaction will close on December 31, 2019