08/19/2024
The company recommends that customers buy certain shares. It also offers to inform its customers about advantageous opportunities to sell these shares in the future.
08/19/2024
This argument is given in the recently disclosed case materials on the website of the Court of Justice of the European Union.
08/19/2024
Harmonisation marks step towards European capital markets union
08/16/2024
Client asset protection is a key part of maintaining market confidence, financial stability and consumer protection.
08/16/2024
This is the first time the FCA has fined an audit firm.
08/16/2024
Proponents of the latest changes say easing the hurdles for companies – even in ways investors dislike – will pay off, writes Morningstar’s Lindsey Stewart
08/15/2024
FXTB pressured customers to put their money at risk through CFD trading, even encouraging them to borrow money from friends or family in some cases.
08/15/2024
That was not allowed under the FCA’s Client Money rules, and these funds should have been kept separate.
08/15/2024
The regulator previously took action in 2020 to stop four Cypriot investment firms from continuing to offer high risk CFDs to UK investors
08/15/2024
Rather, the supervisory authority wants to show the industry how risks can be limited and problematic situations avoided.
08/15/2024
According to Hill, memberships of professional bodies need to see the CII round the table, not just when the FCA consults on something
08/15/2024
The FCA has promised to set out next steps ‘shortly’ on talk that wealth managers will be given an extension to the December deadline.
08/15/2024
Moreover, wealth managers, planners and financial advisers must also ensure that, when engaging with clients, the sustainability-related claims they make are clear
08/15/2024
These changes stem from the need to align the existing RTS, which were developed under CRR2, with the new provisions introduced in CRR3.
08/14/2024
The 2025 EREP priorities confirm and complement the areas of focus set for 2024
08/14/2024
The Commission's adoption of the RTS follows a public consultation and ESMA's final report on the draft RTS in 2023.
08/14/2024
On 8 August 2024, ESMA recognised CDS Clearing and Depositary Services Inc. (CDSC) as a Tier 1 CCP under Article 25 of EMIR.
08/14/2024
The good news is that these figures are slightly better than the market anticipated, which the BoE will be very pleased to see.
08/13/2024
Opinium global head of financial services research Alexa Nightingale said: “The change in Isa rules came into force in April this year, but appears to have made little impact on savers’ behaviour.
08/13/2024
Half of survey respondents agreed that scams are becoming more sophisticated and difficult to spot.