• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

05/15/2024

ESMA Guidelines establish harmonised criteria for use of ESG and sustainability terms in fund names

The Guidelines establish that to be able to use these terms, a minimum threshold of 80% of investments should be used to meet environmental, social characteristics or sustainable investment objectives.

05/14/2024

Industry reacts to pensions dashboards delays report

The National Audit Office launched a year-long investigation into the delays in the delivery of the PDP following a request from parliament last summer.

05/13/2024

EU Policy. How Europe's most vulnerable are hindered from opening bank accounts

In Romania, around three out of ten people over 15 did not own a bank account in 2021, while in Bulgaria and Hungary the number of unbanked people ranged from 12% to 16%.

05/13/2024

Taheer Sardar convicted for providing a forged document to FCA investigators in a £1.3m boiler room fraud investigation

Mr Sardar was interviewed by the FCA as part of an investigation it was conducting into a sophisticated boiler room scam that had defrauded 120 investors of £1.3m.

05/13/2024

UK ‘cookie law’ enforcement not dependent on complaints

The fact that no complaints were made to the ICO by individuals who received emails from JTT formed a core component of JTT’s appeal.

05/10/2024

A&O Shearman advises on six high yield deals in first week post-merger

Strong market technicals, driven by built-up demand and limited new money supply, pushed spreads down, with several deals pricing inside initial price talk.

05/10/2024

Building our societies through lending and savings

They must embrace technology and continue to evolve without losing their community-centred credentials

05/10/2024

Record number of local data breaches reported in single quarter

This is the highest number ever reported in one quarter, with 1,536 people affected.

05/10/2024

ESMA publishes latest edition of its newsletter

An article showing the correlation between social media interactions and stock excess returns at the very short term has also been shared.

05/09/2024

The EBA publishes final draft technical standards under the Markets in Crypto-Assets Regulation

The RTS on authorisation lay down the information requirements to be included when applying for authorisation to offer to the public or seek admission to trading of an ART

05/09/2024

Pensions dashboards rules needed to help firms ‘better support’ consumers

Aegon pensions director Steven Cameron said dashboards have the potential to create a “step change” in pension engagement.

05/09/2024

Bank rate maintained at 5.25% - May 2024

Monetary Policy Summary and minutes of the Monetary Policy Committee meeting

05/08/2024

Ex-CEO of Shard Capital Partners fined and banned by FCA

The decision following two separate instances of providing incorrect information about clients’ cash

05/08/2024

Vistra secures license to deliver fund administration services from Ireland

The license enables us to better serve our clients across Vistra globally, strengthening our foothold within Europe and opening the Irish market so that we can contribute to the growth ambitions of new and existing fund clients.

05/07/2024

TPR sets out plan to protect savers amid pensions market consolidation

It said it will support consolidation in the pensions market where it offers value and security to savers.

05/07/2024

Withers wins application brought against Accenture in discrimination and unfair dismissal claim

Although Accenture argued Mr Lacy's application did not meet the high threshold necessary for a strike-out or deposit order to be awarded, the tribunal disagreed.

05/07/2024

FCA bans and fines James Lewis £120,300 for putting investors at risk

In addition, between June and July 2021, Mr Lewis provided misleading information to a further client purporting that Shard held substantial sums on its behalf.

05/03/2024

Police raid 12 call centres across Europe for making thousands of ‘fake investment’ calls

39 fraudsters were involved who cost the victims potentially more than €10m

05/03/2024

Fresh call for UK copyright law to be updated for AI age

The issues with copyright are manifesting right now and problematic business models are fast becoming entrenched and normalised

05/03/2024

European Commission makes first ‘qualitative’ designation under Digital Markets Act

Under the DMA, a digital firm can be “presumed” to have gatekeeper status in respect of a core platform service

  • 1
  • 2
  • 3
  • …
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • …
  • 1051
  • 1052
  • 1053

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Catella and Pictet Alternative Advisors launch a joint venture to expand their development activities in Copenhagen

03-05-2026

Dame Carolyn Fairbairn to be appointed chair of HSBC UK Bank plc

03-05-2026

Ninety-Six Partners strengthens its governance on the occasion of its 30th anniversary

03-05-2026

Rothschild & Co Earns Significantly Less

03-05-2026

Nomura appoints sustainable equities head

03-06-2026

Track to the Future with Lansdowne Partners’ Hamilton: ‘The tide could be turning towards real assets’

03-06-2026

Söderberg & Partners invests in three UK advice firms

03-06-2026

Capgemini and McDonald’s renew their strategic partnership with a global multi-year agreement focused on delivering modern, scalable platforms

03-06-2026

Brown Shipley: Entrepreneurs act early as tax changes approach

03-10-2026

SEB Private Equity becomes new owner partner of Multisoft Group

03-10-2026

Targeted Support may help firms address the advice gap

03-10-2026

Nomura AM hires CTI’s sustainable equity fund manager

03-10-2026

Industry veteran launches new advice firm

03-10-2026

Veteran investment trust commodities managers resign

03-10-2026

FE fundinfo’s Younes leaves firm to ‘start new chapter’

03-10-2026

Team announces WH Ireland rebrand as FCA greenlights deal

03-10-2026

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2026 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS