04/26/2023
The new rules in the Bill will allow the Competition and Markets Authority (CMA) to decide when consumer law has been broken, rather than having to take each case to court.
04/26/2023
Each year, the systemically important banks in Switzerland have to submit plans on how they can stabilize themselves in the event of a crisis.
04/25/2023
This Green Alliance makes our bond even stronger and allows us to design a better future together.
04/25/2023
The UK government has previously described the proposed new Bill as a “common-sense-led UK version of the EU’s GDPR”
04/25/2023
The FCA estimates that, at any one time, over 50 per cent of the adult population is experiencing circumstances that could result in a vulnerability.
04/25/2023
UK watchdog says it has seen cases of trustees making ‘unsuitable investments’
04/24/2023
Part of the actions to combat these suspected fraudulent entities was to bring in a requirement for all directors to provide Personal Public Service (‘PPS’) numbers on appointment and on their Annual Return filings.
04/24/2023
The new framework, adopted in 2022, takes a more data-driven and outcome-focused approach to data monitoring and to collaborating with the NCAs on data quality issues under EMIR and SFTR.
04/24/2023
It also noted that the firm failed to obtain appropriate acknowledgment letters for client bank accounts where client money is held.
04/24/2023
Other investors in the coalition include Scottish Widows, Man Group, EFG Asset Management, Swiss Federal Pension Fund PUBLICA, Pensionskasse SBB, Downing Fund Managers and Fulcrum Asset Management.
04/24/2023
The FCA has also been engaging directly with firms involved in the management of LDI portfolios to develop and maintain increased resilience to deal with possible future volatility.
04/24/2023
Post Offices are an important part of protecting access to cash for people and small businesses.
04/24/2023
During 2017, BSPS members were asked to make decisions about their pensions as part of a restructure of the scheme.
04/21/2023
The suit was brought by Loreley Financing, a subsidiary of German bank IKB, which alleges Credit Suisse misled it with false statements in a $100 million investment in 2007.
04/21/2023
HNWs and businesses facing dawn raids by the SFO and HMRC can now get rapid-fire advice when the authorities turn up unannounced
04/21/2023
The purpose of the framework is to ultimately achieve better outcomes for consumers, firms and the industry as a whole, through building on the existing collaborative work that takes place.
04/21/2023
Credit Suisse is a global investment bank and financial services firm founded and based in Switzerland.
04/21/2023
The regulator has imposed a number of restrictions on the firm including a ban on disposing of firm assets.
04/21/2023
Under-fire asset manager facing recurring penalty for failing to provide information to gauge impact of side-pocketed assets.
04/21/2023
Legal requirements around short term lets are already in place across Wales and in certain areas across England, including in London where planning permission is required for any property used for short term lettings for a total of more than 90 nights in