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Legal, Regulation & Compliance

03/01/2017

O’Melveny Hires Star in Fund formation, Jonathan Blakes

His extensive market knowledge will be a tremendous asset for the firm, and a great addition to our team.

03/01/2017

Herbert Smith Freehills - Financial regulation update

HMT response to consultation on amending the definition of financial advice and new FCA webpage

03/01/2017

DeVere probe ushers in new era of regulatory oversight

The Financial Conduct Authority’s investigation into DeVere UK.

03/01/2017

European Competition Law - McGuireWoods

European Commission Investigates Online Sales Practices

03/01/2017

Ex-Barclays traders put money before honesty

Their singular goal was to make more profit on their trading and you will see.

03/01/2017

Russia's VTB plans to slim down in Europe, keep London as hub

Soloviev said VTB was not looking to leave Britain due to its decision last year to leave the European Union.

02/28/2017

A dose of economic reality – the pensions Green Paper

Who in the pensions industry will forget 2016, a year which saw the legal and regulatory framework within which DB pension schemes operate called into question like never before.

02/28/2017

Herbert Smith Freehills - Financial regulation update

FCA finalised guidance and PRA policy statement on FPC recommendation on LTI ratios in mortgage lending

02/28/2017

Eversheds Sutherland seal the deal categories at M&A Advisor’s EMEA Corporate Development Awards

The team was also presented with the Founders Award in recognition of its deep cross-border transactional practice.

02/28/2017

High Court rejects asset manager judicial review of FOS complaint

The Ombudsman decided the proportion of risky investments was excessive, hedging was insufficient.

02/28/2017

Bond Dickinson to strengthen Scottish presence with Edinburgh office

Our approach to growth and investment has always been in response to client demand.

02/28/2017

How will the loss of a five-partner Paris private equity team hit Ashurst?

Partners react to Freshfields' hire of a five-partner buyout team from Ashurst

02/28/2017

Why all int’l advisers must pay attention to the UK regulator

There is talk that the FCA will be undertaking a thematic review of defined benefit scheme transfers later this year, or perhaps a consultation paper, as the reported number of such transfers is very much on the rise.

02/28/2017

Those investing in UK property could be hit by new legislation

The families of Middle East investors in the UK property market may be hit by a change in legislation.

02/28/2017

UK redefines financial advice in line with Mifid

The change, due to come into force on 3 January 2018, will bring the definition in line with Mifid.

02/27/2017

Asset managers turn against investment consultants

UK regulator seeks more control over ‘opaque’ and ‘uncompetitive’ advisory industry

02/27/2017

LSE-Deutsche Boerse merger hits the curb due to European Commission’ requirement

LSEG Board has concluded that it could not commit to the divestment of MTS and that the European Commission is unlikely to provide clearance for the proposed deal with Deutsche Boerse.

02/24/2017

Herbert Smith Freehills - Financial regulation update

FCA regulation round-up

02/24/2017

Swiss Supreme Court Clarifies Illicit Fishing Expeditions In International Tax Assistance Procedures

It was enacted only to secure the due execution of international tax assistance inquiries.

02/24/2017

Greenberg Traurig continues to strengthen its Real Estate Sector Team

The moves are a major step in the development of Greenberg Traurig’s international real estate offering.

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