06/04/2017
The Financial Conduct Authority said a recent review of firms engaged in so-called dividend arbitrage used to place shares in alternative tax jurisdictions with the aim of minimizing withholding taxes.
06/04/2017
The failures had an effect on France's entire effort to fight money laundering and terror finance.
06/02/2017
The FCA prohibited Clarke from performing any function in relation to regulated activities.
06/02/2017
HSBC saw past this false choice and transformed its AML process using enterprise grade AI.
06/02/2017
The Mourant Ozannes team was led by Felicia de Laat and senior associates Rachel Fowler and Matt McManus with assistance from colleagues in the funds, finance and corporate and other teams.
06/02/2017
The firm’s team of more than 40 professionals handles complex, cross-border matters for many of Europe’s highest-profile and most prestigious funds and transactions.
06/02/2017
We share the view that the global code plays an important role in assisting that process and in helping improve market functioning.
06/02/2017
The introduction of the government's People with Significant Control (PSC) register on 6 April 2016 has resulted in greater transparency of ownership of UK companies
06/01/2017
Regulator demands detailed Brexit plans from UK asset managers
06/01/2017
The EU Commission will introduce a transparency initiative proposing for intermediaries to report cross-border tax planning schemes.
06/01/2017
City watchdog wants to know whether the UK's largest fund managers are planning job moves and who will be responsible for Brexit blueprints
06/01/2017
The ruling reinforces that there are limits to when a commercial decision taken by a public body is judicially reviewable.
06/01/2017
Parties would be banned from receiving aid or loans from abroad.
06/01/2017
GDPR also requires organizations to get specific and unambiguous consent from clients before organizations can apply analytics to the data covered by the regulation.
06/01/2017
ESMA consultation paper on CCP conflicts of interest management
05/31/2017
The actions were taken by the Board to address unsafe and unsound practices at the firm's domestic banking operations
05/30/2017
Welcome to our latest Banking Litigation update in which we highlight a number of the most important cases and developments affecting UK financial institutions over the last six months or so.
05/30/2017
SPARK was appointed in March 2016 by the Isle of Man Government Department of Economic Development to run the Accelerator and Relocator elements of the £50 million Enterprise Development Scheme (EDS).
05/30/2017
Noncompliance could prove a costly mistake.
05/30/2017
The Appleby contingent was among 13,000 business aviation professionals from more than 100 countries who attended.