04/10/2014
Executives slam trade bodies and ‘naive’ FCA for lack of fee guidance
The trade bodies need to liaise
04/10/2014
The trade bodies need to liaise
04/10/2014
The rules were initially known as Prips - packaged retail investment products
04/10/2014
Retirement savers have a right to expect
04/10/2014
VTB Group, Russia’s second-biggest lender, faces pressure in London from U.K. regulators because of the standoff with Europe over Ukraine
04/10/2014
Britain's financial watchdog may impose changes in how banks treat overdrawn customers after its research showed people are paying too much when they go into the red.
04/10/2014
European regulators have defended caps on trading in anonymous venues known as dark pools, saying they are necessary to increase transparency and fuel price discovery.
04/10/2014
Q1 2014 has been an extremely eventful time for Europe, not least in terms of regulatory compliance.
04/09/2014
The review will address the press briefing, including what was communicated and who authorised the briefing.
04/09/2014
The Financial Conduct Authority said on Tuesday banks were on track to meet a deadline for completing a review of nearly 30,000 cases of mis-selling by the end of May, but urged firms which had not yet opted into the scheme to do so.
04/09/2014
Dutch Lender Can Appeal the Decision
04/09/2014
The EBF document says the exercise should limit data requests
04/09/2014
The amendments secured include the removal of the requirement
04/09/2014
Research and Markets has announced the addition of the "2020 Foresight Report: The Impact of Anti-Money Laundering Regulations on Wealth Management" report to their offering.
04/09/2014
German bankers will face criticism as they oppose regulation they consider to be detrimental to banks and their clients
04/09/2014
Global regulators’ failure to align efforts to reform the $693 trillion derivatives market threatens to undermine economic growth, according to the International Swaps & Derivatives Association.
04/09/2014
New Rules Reduce Capital Buffers in Short Term
04/08/2014
U.K. prosecutors have charged nine people with criminal misconduct in relation to the scandal.
04/08/2014
Magic circle law firm yesterday unveiled its latest round of promotions, making up seven new London partners among the 21 lawyers named.
04/08/2014
Guardian claimed Barclays had mis-sold it complex insurance
04/08/2014
Many of the larger wealth managers on our panel have dedicated teams