10/13/2014
The bank is striving to settle a number of probes before year-end, including those involving U.S. mortgage-backed bonds and the attempted manipulation benchmark interest rates
10/13/2014
Euro zone banks have raised 35 percent more capital ahead of the European Central Bank's latest stress test than they had set aside before the 2011 review
10/13/2014
The FCA has taken on new powers to intervene in firms' marketing of financial products
10/13/2014
Royal Bank of Scotland Group Plc could reach a settlement with authorities over the alleged rigging of foreign-exchange markets in the next six to 12 months
10/13/2014
The gala dinner to announce winners will be held on the 22nd January 2015.
10/13/2014
Legal and General Investment Management (LGIM) has launched a fiduciary management service alongside a set of funds aimed at schemes targeting a buyout.
10/13/2014
Freshfields Bruckhaus Deringer and Linklaters advised on more main market IPOs in London than any other firms between 1 January and 30 August 2014.
10/13/2014
Euro zone banks have raised 35 percent more capital ahead of the European Central Bank's (ECB) latest stress test than they had set aside before the 2011 review, according to a report published by law firm Linklaters. The euro zone's 130 most i
10/12/2014
MiFID II: The Regulation of Market Makers - Shearman & Sterling
There are new rules that will apply to market makers that use algorithmic trading, including high frequency trading strategies.
10/12/2014
UK-based fund managers must comply with increasingly complex rules when they outsource services and support.
10/12/2014
The increase in regulatory reporting requirements has become a major challenge for many investment managers.
10/12/2014
But the banks may struggle to fill these boards because the directors will be more exposed if things go wrong
10/10/2014
Many of the provisions of the Act, which was enacted in 2009, have not yet been commenced.
10/10/2014
Gina Conheady and Kacey O'Driscoll author the Irish chapter of the The Foreign Investment Regulation Review.
10/10/2014
There’s a real danger here of IFAs diving in and then realising they don’t know enough about the right bits.
10/10/2014
The firm’s London office is singled out for offshore firms operating in London.
10/10/2014
Mr Mughal put his error down to the 'negative atmosphere' in the bank, while also claiming that he was trying to have his lunch at the time of the incident.
10/09/2014
With the Alternative Investment Fund Managers Directive (AIFMD) which came in force last July 22, together with the introduction of the European Market Infrastructure Regime (EMIR) and Foreign Account Tax Compliance Act (FATCA), fund administrators are fa
10/09/2014
New rules on personal accountability are tough but necessary
10/09/2014
The former chairman, Rodrigo Rato, also a former head of the International Monetary Fund and still a prominent business figure in Spain, was subpoenaed on Wednesday along with his predecessor at the bank, Miguel Blesa.