05/01/2014
The report identifies and assesses differences and gaps in regulatory approaches to point of sale (POS) disclosure for investment and savings products across the insurance, banking and securities sectors, and considers whether the approaches need to be fu
05/01/2014
Conservative MP Alun Cairns has secured a debate in the House of Commons on the behalf of investors in the suspended Connaught Asset Management fund.
05/01/2014
The Financial Conduct Authority (FCA) has banned John Christopher Hughes from performing any function
05/01/2014
A year after CMS Cameron McKenna first crossed the threshold of Dundas & Wilson with its tantalising proposal, the merger between the two firms has gone live.
04/30/2014
Previous probes have been resolved through so-called non-prosecution and deferred-prosecution agreements, which have been criticized by U.S. senators for failing to hold banks accountable for breaking the law.
04/30/2014
The ranks of foreign-exchange traders are rapidly thinning as a probe into alleged manipulation of benchmark rates widens and pressure mounts on the industry to reduce costs.
04/30/2014
International business and private capital law firm promotes five to partner
The five new partners have been promoted within the firm's highly rated real estate, dispute resolution, private capital and corporate practice groups.
04/30/2014
He expects the watchdog will clarify some of the rules in the form of a Questions and Answers sheet
04/30/2014
The group has accused the bank of giving it bad advice on its fund investments
04/29/2014
The case relates to a £12bn (€14.6bn) share issue from RBS at the end of April 2008
04/29/2014
Major sports stars sue collapsed Cheshire-based IFA firm
A £300,000 lawsuit was also brought against network IN Partnership
04/29/2014
Leading international law firm Expands London based Restructuring Practice
Move strengthens firm’s commitment to global restructuring offering in Europe
04/29/2014
With Monday's action, a dozen people have been implicated in the investigation of LIBOR, which underpins trillions of dollars in transactions worldwide.
04/29/2014
European banks will be expected to prove they can survive a 7% drop in GDP under new tougher stress tests unveiled by the regulator.
04/28/2014
The EU Bank Stress Tests Are Coming This Week
Fears of euro zone deflation, emerging markets turmoil and a determination not to repeat past mistakes mean European regulators are likely to come up with the toughest set of tests for the region’s banks that they have ever faced.
04/28/2014
US criminal prosecutors have flown to London to question individuals as part of their probe into the alleged rigging of foreign exchange rates in a sign that the stakes are getting higher for the traders involved in the sprawling probe.
04/28/2014
Invesco Perpetual has been fined more than £18m for exposing investors to greater levels of risk than they had been led to expect.
04/28/2014
He has extensive experience within retail, wealth management and commercial divisions, and previously headed the legal team at HSBC's UK retail banking arm.
04/28/2014
Cheltenham-based Specialist Solutions Limited received a final notice
04/28/2014
Three former Barclays Plc derivatives traders in New York were charged by U.K. prosecutors with manipulating Libor, becoming the first U.S.-based bankers to be accused in the British probe.