11/22/2016
The upcoming MIFID II guidelines and the ongoing revision and tightening of regulatory policy around KYC and Suitability over the past few years, have demanded that wealth firms and banks demonstrate and deliver operational efficiencies and service levels
11/22/2016
My goal is to develop the wills and probate department in Leicester through building strong relationships and connections with other professionals in the city.
11/22/2016
Foreign banks will be asked to set up a holding company subject to EU capital requirements.
11/22/2016
Still, central bankers’ pay checks pale in comparison with those of the banking executives whose businesses they oversee.
11/22/2016
Mergent is a private US company that does not report its earnings, and the LSE refused to disclose the value of the takeover.
11/22/2016
The maneuver essentially hands oversight of a global systemically important bank to Sweden’s regulator.
11/22/2016
Europe's move could be part of a broader fragmentation and localisation of financial rules.
11/22/2016
Then in October it withdrew the card from the market and only kept it for existing customers.
11/22/2016
The Government was forced to stop offloading shares earlier this year after the stock market became more volatile
11/22/2016
The Irish arm of Citibank will now come under the supervision of the European Central Bank due to an increase in the size of its operation after it merged with UK based Citibank International in 2016.
11/22/2016
The court could decide on whether Article 50, the formal process for triggering Britain's exit.
11/21/2016
ESMA speech on Safeguarding investors
The European Securities and Markets Authority (ESMA) Chair, Steven Maijoor, today gave a speech entitled "Safeguarding investors is key to ensuring the Capital Markets Union’s success" at the Börse Stuttgart MiFID-Kongress, Germany .
11/21/2016
ECA special report: Single Supervisory Mechanism
The European Court of Auditors (ECA) has published a special report (29/2016): "Single Supervisory Mechanism (SSM) - Good start but further improvements needed". The report examines how the European Central Bank (ECB) set up the SSM, how it has
11/21/2016
FCA charges sixth defendant in alleged investment fraud
The FCA has already charged five other defendants as a result of the investigation in June 2016.
11/21/2016
Pubs’ plight highlights growing influence of offshore insurers
Many must now be regretting this decision.
11/21/2016
Passive fund managers poised to profit from the FCA’s proposals
UK regulator pushes for an overhaul of investment companies’ charging structures
11/21/2016
The UK is leading the way to ensure that the asset management market works well and the investment products consumers use offer value for money.
11/21/2016
People risk” issues stretch far beyond banking
11/21/2016
The Malta Residence and Visa Programme
The Programme has been introduced for individuals who are not nationals of the EU, EEA, Switzerland
11/21/2016
Because I know that in Russia, officials don’t like to take responsibility for making a decision.