11/01/2016
Greenlight CI is a change management consultancy business that has, since 2008, provided Channel Island clients with a range of services related to assessing their current situation
10/31/2016
Detectives say this figure is merely the tip of the iceberg.
10/31/2016
Investors must instead make research payments out of their own resources, or set up special "research payment accounts".
10/31/2016
Over the last century or two the nation’s wealth and success was built on our vast below ground natural resources.
10/28/2016
The introduction of regulations such as CSDR, UCITS and AIFMD have led to divisions in asset segregation according to an industry expert.
10/28/2016
That is not quite so easy with digital channels, even the old-fashioned ones.
10/28/2016
Barclays added that pre tax profit rallied 35 per cent to £837 million, buoyed by a jump in fixedincome trading.
10/28/2016
FCA has published a Memorandum of understanding (MoU) between the United States Commodity Futures Trading Commission (CFTC) and the FCA.
10/28/2016
The bank has specifically signed up to use Wolters Kluwer’s OneSumX Regulatory Reporting, including the firm’s Regulatory Update Service.
10/27/2016
That’s a very compelling time savings for offices that are typically only three to five people,” says Stefano Guarnieri, managing director at Athena.
10/27/2016
The European Commission has adopted an implementing regulation amending implementing regulation No 1247/2012 on implementing technical standards (ITS) with regard to the format and frequency of trade reports to trade repositories (TRs) according to the Eu
10/27/2016
There is also the possibility asset managers could move research in-house or increase the size of their internal research groups.
10/27/2016
It also said it would try to be more proactive in taking action against financial organisations even if what they are doing was not strictly within the FCA’s sphere.
10/27/2016
Banking holds nothing like the appeal it once did for graduates.
10/26/2016
Leadership changes and the perception of political interference are in danger of making the FCA into a timid and cowed regulator
10/26/2016
Backers of Brexit have also voiced hopes that EU rules like caps on banker bonuses will disappear
10/26/2016
Focus on compliance, fees and risk
10/26/2016
The Competition and Markets Authority (CMA) has published a speech, entitled "What will be the impact of the CMA retail banking market investigation?", by Alasdair Smith, CMA Inquiry Chair, at the Beesley Lectures on 21 October 2016. T
10/26/2016
It will inform the FCA’s strategy and day-to-day work over the coming years.
10/26/2016
The FCA has today banned two individuals from performing any function in relation to any regulated activity in the financial services industry.