10/14/2016
The Government has published its response to the Action Plan for anti-money laundering and counter-terrorist finance: consultation on legislative proposals, published in April 2016.
10/14/2016
FCA has fined the bank £3.25 million and banned from accepting deposits from new customers
10/14/2016
The Financial Conduct Authority (FCA) has today published the findings of its thematic review of non-advised annuity sales practices.
10/14/2016
This move reflects the firm's growth strategy in Asia and the importance of the region to many of the firm's global clients.
10/14/2016
We are very pleased to have established new lending relationships with four strong institutional investors.
10/13/2016
The industry post the financial crisis is changing.
10/13/2016
When the European Commission goes after Google or digital giants which do not pay the taxes they should in Europe, America takes offence
10/13/2016
Jupiter and Old Mutual to use directors’ elections to improve diversity
10/13/2016
Senior judges will hear claims that the government cannot trigger article 50 without parliamentary approval
10/13/2016
One of those projects is for a wind farm of up to 75 turbines, to be sited 15km off the Fife coast.
10/13/2016
This means that transactions in commodity derivatives based on inside information relating to underlying spot transactions will be expressly prohibited.
10/13/2016
The letter was signed by IOM CAA Director of Civil Aviation, Simon Williams and the UK CAA Group Director for Safety & Airspace Regulation.
10/13/2016
The further evidence relied upon by the FCA in rejecting those applications includes WPPL’s failure to co-operate properly with the Financial Ombudsman Service
10/13/2016
The FCA found that Mr Smith failed to exercise due skill, care and diligence in managing the business of the firm
10/13/2016
Deutsche Bank also published an improper research report and failed to properly preserve and provide certain electronic records sought by the SEC during its investigation.
10/13/2016
The inevitable consequence whatever the outcome of the Brexit negotiations.
10/12/2016
Finance firm boss faces £1 million fraud charge
It is expected that formal committal proceedings will take place on 21 November.
10/12/2016
The European Securities and Markets Authority (ESMA) has published an updated version of its question and answer document (Q&A) on the application of the Markets in Financial Instruments Directive (MiFID) to the marketing and sale of financial contrac
10/12/2016
The sale will reduce non-core risk weighted assets
10/11/2016
Deutsche Bank is expected to issue new shares, sell assets, or both, once it knows the scale of the fine, to ensure that its capital ratio remains within regulatory limits.