07/25/2016

EU securities watchdog fines Fitch 1.38M euros

ESMA found certain senior analysts in Fitch transmitted information about upcoming rating actions on sovereign ratings to certain senior persons in a parent company of Fitch before it was made public

07/22/2016

FCA Publishes Thematic Review Into Dark Pools

The FCA considered the promotion undertaken by dark pool operators, the quality of the identification, management and disclosure of conflicts of interest and also reviewed relevant governance, oversight and controls.