01/29/2020
Professionals should keep records of all actions taken to identify the UBOs under point (i), (ii) or (iii) and they should be ready, when requested, to justify the measures they have taken.
01/28/2020
As FOI shows number of raids fell by 23% last year but ‘interpreting the data is not straightforward’
01/28/2020
Swiss asset manager has previously dismissed speculation it was in talks about a potential deal
01/28/2020
The lender will pay a 3 million-euro fine and 900,000 euros in damages to French tax authorities to put the criminal allegations behind it
01/27/2020
The agreement contained non-poaching and non-solicitation restrictive covenants for two years following termination of his employment, and a covenant preventing Rosenblatt from being employed, engaged or interested with any competitive business for 12 mon
01/27/2020
Mr Wheatley said: “Representing the island and this financial community for the past five years has been among the most rewarding and enjoyable periods of my career.”
01/27/2020
The money transfers were arranged in 2011 and 2012, along with other perks, including an internship and a seminar at a Swiss ski resort.
01/27/2020
The lawsuit has accused district of plotting to sell valuable property under value
01/27/2020
The report reflects a number of PIMFA views and interests, and will help our own bilateral work with Treasury to ensure that our detailed knowledge of the retail investment, savings, and advice markets, and their regulation, receives full consideration in
01/27/2020
The bank is being investigated for spying on its own personnel.
01/27/2020
The judges handed him preliminary charges of extortion, money laundering and organized crime activity, the official said Friday.
01/27/2020
The agency said the FIU’s electronic screening model was “too simple” and had a “range of weaknesses”, and that it had failed to process all relevant reports and forward these to authorities.
01/27/2020
While the precise contours of the new regulations will likely be subject to much debate in the coming months
01/27/2020
The levy will not apply to companies from these sectors that do not passport into the UK, the GFSC added.
01/27/2020
The extra tax is due to reforms introduced in 2015 to tackle profit diversion.
01/27/2020
In turn, the policy statement summarises the feedback received in response to the Consultation Paper and sets out CySEC’s final position on the subject matter.
01/26/2020
This is the text of the speech as drafted and may differ from the delivered version.
01/26/2020
Softer stance toward tie-ups comes as sector struggles to make money against backdrop of low rates
01/24/2020
In his final podcast interview as Chief Executive, Andrew Bailey looks back at the last year and his time at the FCA, and underlines the important work ahead as the UK leaves the European Union.
01/24/2020
The pursuit of artificial intelligence (AI) and use of machine learning (ML) are increasingly important fields of innovation in the financial services sector.