10/01/2012
The ban would cover what the FSA calls “non-mainstream pooled investments” including Ucis, qualified investor schemes, securities issued by special purpose vehicles and traded life settlements.
10/01/2012
The undated letter solicits the Commission to ask the 27 EU member states to decide whether they want to cooperate on a common FTT.
10/01/2012
This group is comprised of diverse and talented individuals from five offices who have made their mark at the firm through exceptional work and the highest standards of client service.
10/01/2012
Under the new system, people seeking financial advice will pay a fee for the service, as opposed to a commission if they buy an investment product. Regulators argue the new system will ensure independent advice.
10/01/2012
The Citco Group of Companies has announced that it has undertaken an extensive Group-wide initiative to ensure full compliance with FATCA regulations.
10/01/2012
A number of individuals remain under investigation.
09/30/2012
This is a key step towards delivering on the commitment made by the same countries in their joint statement published in February 2012 that first heralded this intergovernmental approach.
09/30/2012
The Tribunal also directed the FSA to ban all three individuals from performing any role in regulated financial services.
09/30/2012
Organizers said Saturday around 40,000 people took to the streets in 40 cities to demand a more equal society.
09/30/2012
More than 40,000 interest rate swaps could have been mis-sold to small businesses by their lenders, according to a revised estimate of the potential scale of the scandal by the Financial Services Authority.
09/30/2012
The 51-year-old admitted that he was not "whiter than white" and had paid an overall rate of just 39pc in the last financial year, as he makes the majority of his money from dividends rather than salary, which are taxed at a lower rate.
09/30/2012
The US firm is understood to have regained its place on the panel after the Frankfurt-headquartered bank completed its rejig of the roster towards the end of September.
09/27/2012
The London real estate market was abuzz.
09/27/2012
A report into the Libor rate rigging scandal says the system is broken and suggests its complete overhaul, including criminal prosecutions for those who try to manipulate it.
09/26/2012
“Who is responsible for what between manufacturer, wholesaler, distributor and consumer?"
09/26/2012
Mike Dailly from the Financial Services Consumer Panel argued this would also make it easier to deal with poorly behaved bankers.
09/26/2012
"He was taken into police custody and extradition proceedings will commence at Westminster Magistrates Court tomorrow," a police spokesman said.
09/26/2012
She joins Liedekerke after more than 15 years’ experience as an in-house tax professional.
09/26/2012
The Financial Policy Committee has today published the record of its meeting held on 14th September - alongside this the FSA has published more details of the adjustments made to the liquidity and capital regimes for UK banks and building societies.
09/25/2012
He most recently worked for specialist tax practices linked to the Lloyd’s insurance market.