07/16/2021
Mutual societies: ESG regulation and enforcement
This is particularly the case considering the issuance of the Bank of England’s, FCA’s and PRA’s joint discussion paper on diversity and inclusion in the financial sector in July 2021.
07/16/2021
This is particularly the case considering the issuance of the Bank of England’s, FCA’s and PRA’s joint discussion paper on diversity and inclusion in the financial sector in July 2021.
07/16/2021
It also supplements the provision on the mutual agreement procedure in accordance with the minimum standard and introduces the arbitration procedure.
07/16/2021
GFSC Director General William Mason said: “We were happy to see the Guernsey Green Funds regime working to protect investors from greenwashing and to be able to take on board feedback by liberalising a couple of aspects of the reporting regime to re
07/16/2021
The European Securities and Markets Authority (ESMA) has published a consultation paper (CP) on the review of its guidelines on delayed disclosure of inside information under the Market Abuse Regulation
07/16/2021
The Supreme Administrative Court’s decision thus follows the CJEU’s ruling.
07/16/2021
For the avoidance of any confusion, it does not discuss the recent adoption of intra-EEA controller to processor standard contractual clauses under Article 28(7) of the GDPR.
07/16/2021
The draft new VABER sets out long-awaited amendments to existing EU competition law to bring it up to date with developments in the market, especially in relation to online selling.
07/15/2021
The EEG levy funds the expansion of renewable energies in Germany, but certain companies can be exempted from the levy.
07/15/2021
The FCA’s key concern is that consumers are being offered significantly less than the full amount of redress they are owed.
07/15/2021
Newgate have developed a readiness assessment to undertake a gap analysis of a firm’s systems and controls against the requirements identifying any remediation actions to be undertaken.
07/15/2021
This quarterly survey of banks and building societies is aimed at improving our understanding of the role of lenders’ liabilities and capital in driving credit and monetary conditions.
07/15/2021
The changes will be introduced on a staggered basis, beginning with larger employers.
07/15/2021
Instead, they must establish a register of members kept by the board of directors.
07/15/2021
Other notable developments include the CSSF’s updated guidance on granting loans to the public and updates to its UCITS and AIFM FAQs, the publication of a Circular on remote working as well as further EU sustainable finance developments.
07/15/2021
The Taxonomy Regulation sets out a classification of economic activities as environmentally sustainable.
07/15/2021
The firm previously advised 17Capital on its fourth fundraise which closed with commitments over €1.4bn in 2017.
07/14/2021
Legal persons providing crowdfunding services are now expressly excluded from the provisions of the Investment Services and Activities and Regulated Markets Law 2017, as amended.
07/14/2021
At the conclusion of these proceedings, Mr Haddow and others were ordered by the High Court to pay £16.9 million in restitution.
07/14/2021
Recognising the global nature of asset management and of key markets, the purpose of this framework is to guide FCA and Bank of England’s engagement with ongoing international work on open-ended funds.
07/14/2021
Leading financial crime expert warns that Malta faces a 'difficult road ahead'