07/28/2021
The FCA also encourages companies to provide further data on the result of their diversity policies considering these wider aspects where possible.
07/28/2021
Bank was under supervision by US Department of Justice-appointed team because of previous violations
07/27/2021
Introducing the IFPR means that there will be a single prudential regime for all FCA investment firms, simplifying the current approach for globally active systemically important banks.
07/27/2021
The government is now consulting on its proposals to take forward some of the recommendations raised previously.
07/27/2021
Cantillon: Curbs on shareholder payouts to peter out as EBA scrutiny report looms
07/27/2021
This new AML body would have the authority to prevent any suspicious and non-compliant crypto-based companies from making any transactions anywhere in the EU.
07/27/2021
Extends the Firm’s Geographic Footprint and Public Affairs Capabilities
07/27/2021
As a result of the pending regulatory updates, this function can now be performed by a single entity, without the need to appoint multiple agents in each relevant member state.
07/27/2021
The forfeiture of a sum equivalent to more than CHF 4 million has, however, been ordered.
07/27/2021
Latham & Watkins Advises Fortress Investment Group
Cross-border team represents global investment manager in financing for French professional football club.
07/27/2021
THE LAW TRANSPOSES INTO LUXEMBOURG LAW THE TERMS OF THE CBDF DIRECTIVE AND WILL ENTER INTO FORCE ON 2 AUGUST 2021, IN COMPLIANCE WITH THE TIMING FOR IMPLEMENTATION PROVIDED FOR BY THE CBDF DIRECTIVE
07/27/2021
The proposed changes were designed to provide an alternative approach for SPACs that must otherwise provide detailed information about a proposed target to the market to avoid being suspended.
07/27/2021
The European Union Agency for the Cooperation of Energy Regulators (ACER) has published the 6th edition of its guidance on the application of the Regulation on wholesale energy market integrity
07/26/2021
Danske’s Customer Flight Exposes the Long-Term Cost of a Scandal
Danske’s chief executive says it’s still suffering from “reputational issues.
07/26/2021
When considering the 5km distance, 98.2% of the UK rural population are within a free source of cash.
07/26/2021
The outlook for financial services regulation.
07/26/2021
Cross-border distribution of collective investment undertakings: implementation in Italy of EU rules
Most of the collective investment undertakings are sold in the home country of establishment and cross-border distribution is still too limited.
07/26/2021
SFO Secures Two Further DPAs
The DPAs relate to conduct which, according to the SFO, saw the Companies’ “rolling use” of bribes to obtain UK contracts valued in the millions of pounds.
07/26/2021
The move follows a memorandum of understanding with the UK Home Office, Guernsey States announced.
07/26/2021
Just one in 700 frauds result in a conviction despite 48% increase in investment fraud