07/06/2021
“Value managers will also sit up and take note that the FCA took a seemingly dim view of citing investment style as a long-term ‘get out of jail free’ card for relative underperformance.
07/06/2021
All AFMs should review our findings and assess the quality of analysis and decision making within their own processes and the judgements
07/06/2021
On 5 July the Government published the COVID-19 Response: Summer 2021 setting out the details of the final roadmap step 4 as England transits out of lockdown.
07/05/2021
The Promoter of Justice presses charges against Msgr Carlino, Crasso, Di Ruzza, Marogna, Mincione, Squillace, Tirabassi, Torzi, Brülhart and Cardinal Becciu. A synthesis of the 500 pages of documentation presented by the prosecution follows.
07/05/2021
The busy year reported by the LCIA in 2020 is consistent with activity levels at other major arbitral institutions
07/05/2021
There is now a single “unconditional date” for the satisfaction of all conditions
07/02/2021
The changes are summarised below, alongside an initial view on divergences from the EU MiFID II Quick Fix.
07/02/2021
The proposal updates both the existing General Product Safety Directive as well as the EU rules on consumer credit to safeguard consumers.
07/02/2021
Pending the registration of a securitisation repository, SECR required the reporting to be performed via a website satisfying the requirements set out therein.
07/02/2021
The 10 per cent drop rule was introduced as part of Mifid II but it was put on hold at the start of the pandemic due to increased market volatility.
07/02/2021
But advisers hoping it will re-open the door to the EU are likely set for disappointment
07/02/2021
A regulator-based registrations database for all advertisers that are planning to use any online platform for advertising purposes
07/02/2021
The 1 January 2020 retroactive effective date for the anti-hybrid rules is causing concern for taxpayers and their advisors.
07/02/2021
The increase in global food prices has slowly started to feed into domestic consumer prices in some regions as retailers, unable to absorb the rising costs, are passing on the increases to consumers.
07/02/2021
The following rules will continue to apply notwithstanding any provision to the contrary in the articles of association of the relevant company
07/01/2021
The PRA and FCA received four responses to the CP. The responses were generally supportive of the proposals.
07/01/2021
The Principles require AFMs to conduct their business with due skill, care and diligence and to take reasonable care to organise and control their affairs responsibly and effectively
07/01/2021
The operational, conduct and regulatory risks associated with meeting the challenge are considerable.
07/01/2021
Lawyers have been recognized
06/30/2021
Berardo and his lawyer were not immediately available for comment.