01/25/2021
The consultation itself acknowledges the rapid pace of change in this area that has been accelerated not only by evolving technology and innovations but by changing consumer needs and expectations, including as a result of the coronavirus pandemic.
01/25/2021
EU regulators have been given an end of January deadline by the European Commission's financial services commissioner Mairead McGuinness to come to an agreement about the overhaul of PRIIPs rules, the Financial Times has reported.
01/25/2021
TP ICAP said it needs to bulk up its Paris hub with between 60 and 100 staff.
01/25/2021
Investigation at German lender was triggered by client complaints last year
01/25/2021
This is a further sign that the cost of compensation is truly out of control.
01/25/2021
ISDA published the IBOR Fallbacks Supplement and IBOR Fallbacks Protocol on 23 October 2020.
01/22/2021
Kingsway was also one of 45 firms put on the Financial Services Compensation Scheme’s default list between May and October last year.
01/22/2021
While the Cayman Islands judgment was within the literal definition of the term “judgment” in the 1920 Act, Lord Justice Males preferred a more purposive construction.
01/22/2021
Due to the advice class breaching its limit, alongside the investment provision class
01/22/2021
The FCA has also published research conducted by IFF Research on CMCs, fee rules and financial services claims.
01/22/2021
The confiscation comes after the pair lost a bid to overturn their conviction last month.
01/22/2021
The ruling by the Vatican court signaled the church’s desire to get its financial house in order following past scandals.
01/22/2021
Recent data from the Financial Conduct Authority showed it had thwarted a dozen advisers attempting to phoenix in the first 10 months of 2020.
01/21/2021
The FCA has announced that half of reporting firms who have previously submitted their regulatory reporting on Gabriel are now using RegData, the new data collection platform.
01/21/2021
The Joint Action Plan was developed following an EIB delegation meeting with the African Development Bank in February 2020
01/21/2021
New Filing Obligation – Order of the FCO to Notify
01/21/2021
ABN has not taken a provision for a settlement, but analysts expect the investigation to lead to a settlement with a fine of hundreds of millions of euros.
01/21/2021
The Central Bank will continue to engage with firms to assess the robustness of their application of the F&P Regime and will initiate necessary supervisory responses to any weaknesses identified."
01/21/2021
'We estimate that the proposed cap on fees could save consumers around £9.6m a year.'
01/20/2021
Brewin Dolphin recommended he invest the £160,000 funds into a Sipp on the basis that Mr B had not contributed to a pension in the past three years and so had built up his annual allowance.