• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

02/05/2021

German watchdog orders Goldman Sachs to comply with money laundering rules

People familiar with the matter said that Goldman Sachs had not fully complied with German know-your-customer standards when transferring British customers to Germany.

02/05/2021

EU parliament snubs anti-corruption researchers

A letter sent by the parliament's president at that time claimed itself to be "extremely transparent" and so saw no need to cooperate.

02/05/2021

Differences in rights do not necessarily fracture a class

The scheme provided creditors with four options, each provided a better return than in the event of the Company’s liquidation.

02/05/2021

FCA hit by 80,000 malicious emails every month

This news arrives less than a year after the FCA was criticised for accidentally revealing personal information of about 1,600 people in February 2020.

02/05/2021

Ireland Update: Strategy on Remote Working Strives to Keep Up

The Remote Working Strategy confirms the Government’s intention to legislate for employees to have a right to request remote working.

02/05/2021

FCA report outlines practices firms can consider to reduce failed technology changes

Financial services technology is constantly updated, but when firms implement changes they don’t always go to plan.

02/05/2021

UK directors face new liability demands under major audit reform

Far-reaching overhaul of corporate governance set to be unveiled in long-awaited white paper

02/04/2021

HMRC awards Open Banking contract to Ecospend

Under the new systems, payments will be sent directly from a payer’s bank account, using validated HMRC details to address the problems with fat finger errors.

02/04/2021

Many UK companies report trade hassles from Brexit shift: HSBC

More than a quarter of the companies reporting an impact cited increased time spent on bureaucracy, HSBC said.

02/04/2021

FCA secures interim restitution order against five individuals

The proceedings against the other two defendants continue.

02/04/2021

FCA sets out its approach to international firms

The FCA today published its approach to the authorisation and supervision of international firms.

02/04/2021

Commission disburses €14 billion under SURE to nine Member States

Today's disbursements follow the issuance of the fourth social bond under the EU SURE instrument, which attracted a considerable interest by investors.

02/04/2021

Social network activities and their legal implications in the EU: Defamation and data protection

Moreover, the court held that this particular communication method has the ability to reach an indefinite number of people and regards subjects present on a specific virtual platform for the purpose of constant socialisation.

02/04/2021

Maples Group Supports Major Investment Banks On Landmark Luxembourg Securitisation

The Initial Purchasers purchased notes issued by a Luxembourg special purpose vehicle for the principal amount of US$500 million.

02/04/2021

Leading Guernsey fintech business becomes regulated

The regulation supports The ID Register’s single-sign-off service for investors, funds and service providers alike.

02/04/2021

Bank of England says banks need 6 months for any sub-zero rates

“Nobody should take any signal from this,” Governor Andrew Bailey told a news conference.

02/03/2021

Ecospend secures HMRC’s £3m open banking contract

Winning the government’s largest open banking contract to-date.

02/03/2021

Germany strengthens foreign investment controls

Foreign direct investments in these areas will then have to be notified to the BMWi and may not be conducted until the ministry has finished the review.

02/03/2021

Esma calls for post-trade experts to join consultative group

It is also expected to assist the PTSC in assessing the potential impact of proposed technical standards and guidance.

02/03/2021

Federated Hermes wins private-client voting mandate

EOS votes on $1.28 trillion of client assets.

  • 1
  • 2
  • 3
  • …
  • 334
  • 335
  • 336
  • 337
  • 338
  • 339
  • 340
  • 341
  • 342
  • 343
  • 344
  • …
  • 1074
  • 1075
  • 1076

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

Euroclear announces senior leadership appointments

10-23-2026

AJ Bell hits record assets under administration as customer numbers surge

10-23-2026

Fintel acquires Mortgage Brain to expand adviser technology offering

10-26-2026

UK banks face 10,000 complaints in 3 months over crypto restrictions

10-26-2026

Barclays reveals profit growth of 12% amid cost-cutting drive

10-23-2026

Raya Financing Selects Temenos to Support Expansion in Saudi Arabia

10-26-2026

After its Luxembourg move, Coinbase sanctioned again in Dublin

10-26-2026

Fire and rehire: The UK Government postpones new protections to March 2027 and publishes related consultation/response to consultation

10-23-2026

FCA puts asset managers’ AI governance under the spotlight

10-29-2026

Chancellor set to U-turn on Cash Isa allowance cut in Budget

10-29-2026

BRI Wealth Management Welcomes Cash ISA Allowance Preservation While Warning of Opportunity Costs

10-29-2026

The 2026 Autumn Budget – Breathing space?

10-29-2026

Autumn Budget 2026 – A clear view on the announcement and its implications

10-29-2026

Budget offers breathing space, but little relief from tax pressures

10-29-2026

FOMC Watch - Rates on hold, rate-setting meetings cut

10-29-2026

Zumo and Quantum Chain join forces to help UK financial institutions resist quantum attacks

10-29-2026

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2026 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS