01/24/2020
PIMFA aims to work in collaboration across the industry to raise awareness and fight the stigma around mental health when discussing and managing money and welcome further campaigning across the industry to heighten awareness and improve financial educati
01/24/2020
The scandal points to the fact that banks are not fully equipped to identify financial crime.
01/24/2020
Firms are required to comply with these rules.
01/24/2020
The hub was going to provide legal insurance to members to cover legal costs of matter which could not be resolved.
01/24/2020
Over seven and a half thousand people from over 150 firms took part in the Firm of the Year 2020, rating how satisfied they were across six metrics: pay, career development, work/life balance, management, culture, and the office.
01/23/2020
Regulated entities are accountable for their regulatory activities.
01/23/2020
The police never carried out a comprehensive probe
01/23/2020
The future trading relationship on financial services will be based on a so-called “equivalence” regime which can be withdrawn unilaterally at just 30 days notice.
01/23/2020
A consolidated version of the updated guidelines is published alongside the amending guidelines for convenience purposes.
01/23/2020
The development comes under the amended Money Laundering, Terrorist Financing and Transfer of Funds Regulations 2017 (MLRs)
01/22/2020
This is particularly welcome in circumstances where investors are increasingly pursuing claims against such lenders
01/22/2020
What money laundering rules mean for crypto and trusts
There are significant penalties for those individuals and entities failing to fulfil their responsibilities.
01/22/2020
DAC Beachcroft continues international expansion
DAC Beachcroft’s integration with Asjusa further strengthens its leading international insurance practice, which acts across the full breadth of the insurance sector and includes a presence in key markets throughout the UK, Europe, Asia Pacific and
01/21/2020
The Serious Fraud Office has updated its Operational Handbook to include a chapter on evaluating a compliance programme. The chapter considers: the relevance of compliance for SFO cases; what a compliance programme entails; time periods relevant to deci
01/21/2020
The independent review of the disguised remuneration loan charge has now concluded and the government has published its response.
01/21/2020
The LuxSE has substantially amended its Rules & Regulations to integrate recent mandatory legal and regulatory developments as well as to provide increased clarity, transparency and usability for its clients.
01/21/2020
Report warns that the country's position as an investment hub increases the likelihood for criminals to commit fraud
01/21/2020
In the letter advisers were urged once again to “start from the assumption that a pension transfer is not likely to be suitable”
01/21/2020
Equilibrium Asset Management employs 86 staff at its office in Wilmslow.
01/21/2020
"We look forward to seeing ZEDRA go from strength to strength in the jurisdiction.”