05/01/2019
Deutsche Bank's future in the United States, where it opened 40 years ago with just 76 employees before expanding rapidly in 1999 by buying Bankers Trust, is already in doubt.
05/01/2019
In its decision, ENF said it had found that the three had failed to implement best practice as defined by the Swedish Investment Fund Association's guidelines for marketing and information.
05/01/2019
The review will consider whether these initiatives have been successful in achieving their objectives and will look at what consumers want from the market and how the market works to deliver this.
04/30/2019
The FCA noted that a high number of applications were from firms with Regtech and cryptoasset related business models.
04/30/2019
Under the agreement, Swiss Re, AIA Australia and NobleOak will end Freedom's product development and distribution, and its policy administration agreements.
04/30/2019
The main reasons for the relatively small increase (£16m) between the forecast levy and the final levy are an uplift in the number of claims expected against SIPP operators and an upwards revision to the expected continuing costs in some historic in
04/30/2019
Commission angered by European Banking Authority’s decision to reject own findings
04/30/2019
The tougher regulations further enhance client protections, as it is no longer enough for the financial adviser to only be licensed.
04/30/2019
The collaboration will promote and critically assess LGBT+ inclusion through the distribution of exclusive research content and benchmarking objectives.
04/30/2019
The move to the 17,600 sq ft offices at Trafalgar Court in St Peter Port, brings together the 100 members of the Guernsey team under one roof.
04/30/2019
The Tribunal also made costs orders against all of the Respondents.
04/30/2019
We have also published a number of announcements
04/30/2019
The report, which includes a discussion of approaches and mechanisms that may enhance the effectiveness and efficiency of international cooperation, will be published and submitted to the June meeting of G20 Finance Ministers and Central Bank Governors.
04/30/2019
The peer review evaluates the implementation by FSB jurisdictions of the resolution planning standard as set out in the Key Attributes and in associated guidance.
04/30/2019
The regulator said the previous enforcement action was "an aggravating factor" in this case.
04/30/2019
The bank hasn’t yet handed over any client-related records to the House committees and will wait for the outcome of the legal proceedings, said the person, asking not to be identified in disclosing internal information.
04/30/2019
The Code of Conduct Group were then instructed by the EU Council to undertake a screening process whereby jurisdictions, including Guernsey, were assessed
04/30/2019
This chink in the UK’s anti-money laundering armour has the potential to have a detrimental impact on the effectiveness of regulated persons’ customer due diligence capabilities, and therefore on the effectiveness of the UK’s AML regime
04/30/2019
Where a suspicion does arise, a report to the National Crime Agency may be necessary to obtain a defence before handling such property or becoming concerned in such arrangements.
04/30/2019
The Estonia case continues to require considerable management attention, including the ongoing investigations and our efforts to restore trust in us.