02/02/2018
FINMA has investigated more than a dozen Swiss banks in relation to the Petrobras and Odebrecht cases and launched four enforcement proceedings, one of which is pending
02/02/2018
Nabiullina also said the central bank wanted to extend the deposit insurance system to depositors from small and medium enterprise sectors.
02/02/2018
Bank banned from taking new private clients over failings on money laundering checks
02/02/2018
The EBA expects to publish the results of the exercise by 2 November 2018.
02/02/2018
European Banking Authority looks into MFSA's actions as regulator
02/01/2018
"That was never a decision of Switzerland. This was a communication of the European Union"
02/01/2018
His sentence follows that of Dr Aleem Mirza, Michael Moore and Paul Moore who were also given sentences of imprisonment at an earlier hearing for their involvement in the investment scheme which attracted more than 300 investors.
02/01/2018
The financial sector has a key role to play in reaching those goals, as large amounts of private capital could be mobilised towards such sustainable investments.
02/01/2018
The firm was able to lift its turnover figure last year after bolting on dispute resolution practice ADLP and private client firm Jeffrey Aitken during the period.
02/01/2018
The 2013 Liquidity Report was designed as a practical guide for authorities and industry practitioners and focused, for the most part, on the liquidity risk management of open-ended CIS.
02/01/2018
The final report replaces the liquidity risk management framework contained in IOSCO´s 2013 report Principles of Liquidity Risk Management for Collective Investment Schemes.
01/30/2018
Until very recently it looked inevitable that the FCA’s IFA register would fall by the wayside, despite opposition from advisers and the industry.
01/30/2018
Shell firms were advertised as "Scottish zero-tax offshore companies" across the European Union.
01/29/2018
Casey Quirk is making a pitch for consolidating fund management groups on the continent
01/29/2018
The High Court has granted permission for the bank to appeal the decision.
01/29/2018
Beneficial owner shall be registered until January 1st, 2019
01/29/2018
The investigation will be conducted as quickly and thoroughly as possible
01/29/2018
Deutsche Bank and UBS have agreed to pay $30m and $15m respectively to settle the civil charges in the case
01/29/2018
The Treasury is introducing a stealth tax this month that could affect 11.6 million savers.
01/29/2018
The Isle of Man Financial Services Authority is taking a “proactive initiative” to clamp down on financial services professionals conducting regulated activities without a licence.