11/15/2018
As inquiries into so-called dividend stripping gather pace around Europe, Danish authorities have already subpoenaed more than 420 companies and people they suspect of involvement, freezing hundreds of millions of euros of assets around the globe.
11/15/2018
The CP applies to all FCA fee-payers and SFGB levy-payers
11/15/2018
In addition, Jersey’s Minister for External Relations has welcomed the UK Prime Minister’s statement on the Withdrawal Agreement.
11/15/2018
As part of its plan, the company has resubmitted its banking license to regulators, according to CEO Mark Stephens.
11/14/2018
The purpose of this supervisory briefing is to promote common supervisory approaches and practices in the application of the MiFID II suitability rules.
11/14/2018
Last week a further 350 Beaufort clients, who are mostly in Wales, were also reunited with their money through AFH Private Wealth after it bought the client book of Beaufort's Colwyn Bay office.
11/14/2018
This document details the terms of reference for the Financial Reporting Advisory Board
11/14/2018
The Financial Conduct Authority (FCA) has today banned Darren Lee Newton from working in the financial services sector. The FCA discovered Mr Newton used customers’ money for the purchase of the debt management firm, First Step Finance Limited. This
11/14/2018
Danske Bank, Denmark’s largest bank, is being investigated over what has been termed “massive money laundering flows” from Russia and several former Soviet states.
11/13/2018
The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU.
11/13/2018
Banks are expected to assess the risks they face and, in a forward-looking manner, ensure that all material risks are identified, effectively managed and covered by adequate capital and liquidity levels at all times.
11/13/2018
Barnardo's submissions were unanimously refused by the Supreme Court
11/13/2018
The sources said that the business up for sale is part of Rabobank N.A., the California-based unit of the bank
11/13/2018
HM Treasury’s programme of secondary legislation to ensure that the UK continues to have a functioning financial services regulatory regime in all scenarios, when the UK leaves the EU in March 2019.
11/13/2018
Draft text of a statutory instrument, which will make amendments to anti-money laundering law (the Money Laundering Regulations 2017; EU Funds Transfer Regulation; and Oversight of Professional Body AML Supervision Regulations 2017), to be laid under the
11/12/2018
Wealth management head Jay Welker, a focus of many complaints, announced plans to retire on Tuesday
11/12/2018
Andrea Vella was placed on leave by the bank after being caught up in the 1MDB affair
11/12/2018
It is not just a matter of securing the survival of our planet, but of the insurance industry as well.
11/12/2018
In recent months, there have been stories of people who have closed their accounts rather than go through the hassle, while others had to endure the third degree from compliance officers.
11/12/2018
The Football Leaks revelations show how little the views of fans and regulators matter