10/31/2018
Under the UK’s Money Laundering, Terrorist Financing and Transfer of Funds law British regulated businesses are obliged to “take into account geographical risk factors” when assessing risk and the extent of anti-money laundering measures
10/31/2018
But the British bank official was required to stay silent because he had signed a nondisclosure agreement with his former employers.
10/30/2018
The Italian government has not understood this.
10/30/2018
Investment product complaints just 2% of total
10/30/2018
Judge takes blunter stance after banker discredits witness
10/30/2018
As a whole, when complaints against St James's Place Wealth Management are factored in, SJP received 1,602 complaints
10/30/2018
Worldpay Inc., in an 8-K filing with the U.S. Securities and Exchange Commission, disclosed the deal to end its referral agreement between its Worldpay U.K. Ltd. subsidiary and RBS in 2019.
10/30/2018
A draft of the full SI is published at Annex A of the consultation response document.
10/30/2018
The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets.
10/30/2018
It provides an overview of cryptoassets and DLT, assesses the associated risks and potential benefits, and sets out the path forward with respect to regulation in the UK.
10/30/2018
The review follows the warnings and fines Nordea and Handelsbanken got from the FSA in 2015 after deficiencies were found in their work to prevent money laundering.
10/30/2018
More than one in nine staff left the regulator in the last financial year, with headhunters saying executives can receive higher salaries elsewhere
10/30/2018
The new results were based on an extension to the previous sample dataset, following criticism from some of the major consultant firms.
10/30/2018
The TBLs at the heart of the dispute were purportedly fixed-rate loans, but RGL says they contained embedded or hidden swaps that were not disclosed to customers.
10/30/2018
The third party undertook all administrative functions associated with the mobile phone insurance on Liberty’s behalf including all claims and complaints handling functions.
10/30/2018
Some retail funds in Hong Kong do not meet UK requirements for local distribution under new agreement
10/30/2018
The planned amendments to the Jersey Immigration Rules will launch the Jersey EU Settlement Scheme, which will begin in January 2019.
10/30/2018
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.
10/30/2018
"We would like to thank our clients and peers for their time and positive endorsements during the research process and our staff for their continued commitment and hard work."
10/29/2018
RDIF and China Investment Corporation previously contributed $1 billion each to their fund, which has invested in more than 25 projects in the forestry, infrastructure, consumer goods, financial and other sectors since its establishment in 2012.