11/13/2017
Regulator drops Mifid II research shock on sales forces
‘Simply because it’s coming out of the front office doesn’t mean it’s immediately out of scope,’ Rosenman said.
11/13/2017
The minister said that the government also proposes utilising specific assets that would add even greater value to the fund.
11/13/2017
The agreement is the latest in a string of global regulatory settlements with big Wall Street banks over forex trading practices.
11/13/2017
The governance and rulebook for the high-value payment system.
11/12/2017
We’ll all pay a price for these leaks
There are perfectly legitimate reasons for individuals or companies to keep bank accounts private.
11/12/2017
Asset managers will have to pay financial institutions directly for research instead of combining the cost with trading commissions.
11/10/2017
Herbert Smith Freehills - Financial regulation update
ESMA: consultation on SI quote rules under MiFID II
11/10/2017
New guards of the City take aim at corporate delinquents
Stewardship, which for years languished in relative obscurity, is now in the spotlight
11/10/2017
FCA orders Capita to return £66m to investors in failed Ucis fund
The Fund was an unregulated collective investment scheme (UCIS) which commenced operation in March 2008
11/10/2017
International law firm to create 50 jobs in latest recruitment drive
The company now employs more than 500 staff at its base in the city.
11/09/2017
In front of a packed courtroom at the Commercial Court in London, they asked that the PCP trial be postponed until the conclusion of the criminal trial, which is scheduled for April 2019.
11/09/2017
Questions raised over procedures followed in agreement with Procter & Gamble
11/09/2017
German group recently emerged as likely buyer of former Harry Crosbie property
11/09/2017
FCA Wholesale Insurance Brokers Market Study
11/09/2017
A Swiss Man Who Admitted To Spying On German Tax Officials Was Given A Suspended Sentence And Fined By A German Court
11/09/2017
Businessman’s daughters were unaware of trust’s existence, documents indicate
11/09/2017
Asset Management Captured The Thinking Behind Much Of The Regulator’s Recent Work
11/09/2017
Follows thematic review
11/08/2017
Arrested Saudi Tycoon Faces Fraud Claim In English Courts
11/08/2017
Fahrenschon said in a statement that he paid his taxes late but denied breaking any law.