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Legal, Regulation & Compliance

11/13/2017

Five jailed for £100m tax scheme scam exploiting celebrities

The scheme was led by 55-year old Michael Richards, an environmental scientist and Cambridge graduate.

11/13/2017

Regulator drops Mifid II research shock on sales forces

‘Simply because it’s coming out of the front office doesn’t mean it’s immediately out of scope,’ Rosenman said.

11/13/2017

MPs urged to pass funds to help those hit by banking crisis

The minister said that the government also proposes utilising specific assets that would add even greater value to the fund.

11/13/2017

NY state regulator fines Credit Suisse $135 mln over forex practices

The agreement is the latest in a string of global regulatory settlements with big Wall Street banks over forex trading practices.

11/13/2017

Bank Of England Takes Over Payments Delivery System

The governance and rulebook for the high-value payment system.

11/12/2017

We’ll all pay a price for these leaks

There are perfectly legitimate reasons for individuals or companies to keep bank accounts private.

11/12/2017

FCA Warns Research Pay Rules Extend to Sales and Trading

Asset managers will have to pay financial institutions directly for research instead of combining the cost with trading commissions.

11/10/2017

Herbert Smith Freehills - Financial regulation update

ESMA: consultation on SI quote rules under MiFID II

11/10/2017

New guards of the City take aim at corporate delinquents

Stewardship, which for years languished in relative obscurity, is now in the spotlight

11/10/2017

FCA orders Capita to return £66m to investors in failed Ucis fund

The Fund was an unregulated collective investment scheme (UCIS) which commenced operation in March 2008

11/10/2017

International law firm to create 50 jobs in latest recruitment drive

The company now employs more than 500 staff at its base in the city.

11/09/2017

Barclays, ex-CEO seek to postpone trial in $1bn lawsuit

In front of a packed courtroom at the Commercial Court in London, they asked that the PCP trial be postponed until the conclusion of the criminal trial, which is scheduled for April 2019.

11/09/2017

Netherlands to investigate 4,000 corporate tax deals

Questions raised over procedures followed in agreement with Procter & Gamble

11/09/2017

Regulator to investigate Dekabank’s planned takeover of Gibson Hotel

German group recently emerged as likely buyer of former Harry Crosbie property

11/09/2017

Herbert Smith Freehills - Financial regulation update

FCA Wholesale Insurance Brokers Market Study

11/09/2017

Swiss Man Who Spied On German Tax Officials Avoids Jail Time

A Swiss Man Who Admitted To Spying On German Tax Officials Was Given A Suspended Sentence And Fined By A German Court

11/09/2017

O’Reilly told Bermuda trust not to contact beneficiary daughters

Businessman’s daughters were unaware of trust’s existence, documents indicate

11/09/2017

'You Can't Cap Fees': FCA's Asset Management Challenge

Asset Management Captured The Thinking Behind Much Of The Regulator’s Recent Work

11/09/2017

JOHCM under investigation by FCA over dealing commission

Follows thematic review

11/08/2017

Arrested Saudi Tycoon Faces Fraud Claim In English Courts

Arrested Saudi Tycoon Faces Fraud Claim In English Courts

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BBVA joins Meta-backed Personal Agent Protocol initiative

10-15-2026

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Allianz SE, National Bank of Greece and Allianz Greece sign definitive agreements for minority investment and bancassurance partnership

10-15-2026

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10-15-2026

Royal Bank announces £520,000 investment in its Edinburgh West End branch, as it promises no further branch closures until at least 2029

10-15-2026

Global investors ‘still willing’ to invest in UK economy despite persistent growth concerns HMT consultation on Modernising Payment Services Regulation

10-15-2026

Brooks Macdonald Group: Fourth consecutive quarter of positive net inflows

10-15-2026

Award recognizes milestone in the Private Bank’s digital transformation

10-19-2026

Berwick based GWA Wealth Management expands its adviser expertise

10-20-2026

Lazard Welcomes David Krap as Managing Director and Co-Head of European Consumer, Retail & Leisure

10-20-2026

Quilter Cheviot expands MPS range as it marks 25 years

10-20-2026

Rightsizing Revisited: homeowners seek £100k profits from downsizing

10-20-2026

HSBC Seeks New CEO for Asset Management Business

10-20-2026

Private Credit: growing regulatory concerns and the risks for financial institutions

10-20-2026

Close Brothers Group plc Notification of transactions by Persons Discharging Managerial Responsibilities in Ordinary shares of the Company of 25p each (Shares)

10-20-2026

Advising DBS and ING on £1bn financing for major London office redevelopment

10-20-2026

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