03/23/2017
Brussels to block LSE-Deutsche Boerse merger - reports
Britain’s vote to leave the European Union in June added complexity and threatened the tie-up early on.
Legal, Regulation & Compliance
03/23/2017
Barclays Penalized by Australian Regulator for Disclosure Lapses
The Australian Securities & Investments Commission said in a statement Thursday that the units -- Barclays Capital Inc., Barclays Capital Asia Ltd., and Barclays Capital Securities Ltd. -- failed to disclose the information to clients or inform ASIC o
03/23/2017
EU Battle Over New Anti-Money Laundering Law Enters Final Phase
The EU has a rare opportunity to put an end to the kind of corporate secrecy that enables the corrupt to hide their stolen assets.
03/23/2017
City watchdog relaunches probe into Barclays’ cash call
Financial Conduct Authority is re-examining £7.3bn fundraising bank undertook in 2008
03/23/2017
European Commission opens public consultation on fintech
The Commission is understood to be pondering the adoption of an EU-wide licence for tech companies in the financial services sector to operate across Europe.
03/22/2017
Italy to test EU rules again with Veneto banks bailout
The rest of the money needed by the Tuscan bank is due to come from holders of its junior debt.
03/22/2017
Deutsche Bank seeks to court fintech with New York innovation lab
The banks want to bring in new ideas, technologies and ways of doing things.
03/22/2017
Herbert Smith Freehills - Financial regulation update
FCA – IBA's LIBOR code of conduct
03/22/2017
Frankfurt’s plan to snatch EU bank regulator from London
German twin peaks model would create a financial regulation powerhouse.
03/22/2017
Europe Urged To Look To US Model On Fining Banks
Evidence from the U.S. shows that the judicial system is more effective in levying fines than the national.
03/22/2017
U.K. Serious Fraud Office to Decide Soon on Barclays Qatar Charges
Long-running investigation centers on Middle Eastern investment that helped bank withstand financial crisis
03/22/2017
Italy introduces a 'New Resident' regime to attract high net worth individuals
The implementation rules clarify how to request for the application of the new regime
03/22/2017
Spring Budget leaves HNWIs considering their options
The fairly negative perception of the government felt by many within the HNWI community has therefore endured.
03/22/2017
Linklaters makes up 26 in largest promos round since 2008
The round sees five women and 21 men given the nod.
03/22/2017
Funding litigation – Independent director considerations
When faced with the prospect of initiating litigation, we would expect an independent director to be in close contact with the fund’s legal counsel.
03/21/2017
FCA update on investment and corporate banking market study
, the FCA also launched a consultation on its proposed changes to the IPO process.
03/21/2017
FCA - Limitations on debt permissions
The webpage covers the six new debt limitations and actions firms should take.
03/21/2017
Herbert Smith Freehills - Financial regulation update
IBA LIBOR Code of Conduct: Contributing banks – Issue 4
03/21/2017
Culture in financial institutions: it’s everywhere and nowhere
Speech by Andrew Bailey, Chief Executive of the FCA, at the HKMA Annual Conference for Independent Non-Executive Directors.
03/21/2017
FCA investigating Redcentric after accounting errors
Independent review commissioned by Redcentric has now finished, with the FCA and FRC now launching their own investigations