03/23/2017
The Australian Securities & Investments Commission said in a statement Thursday that the units -- Barclays Capital Inc., Barclays Capital Asia Ltd., and Barclays Capital Securities Ltd. -- failed to disclose the information to clients or inform ASIC o
03/23/2017
The EU has a rare opportunity to put an end to the kind of corporate secrecy that enables the corrupt to hide their stolen assets.
03/23/2017
Financial Conduct Authority is re-examining £7.3bn fundraising bank undertook in 2008
03/23/2017
The Commission is understood to be pondering the adoption of an EU-wide licence for tech companies in the financial services sector to operate across Europe.
03/22/2017
The rest of the money needed by the Tuscan bank is due to come from holders of its junior debt.
03/22/2017
The banks want to bring in new ideas, technologies and ways of doing things.
03/22/2017
FCA – IBA's LIBOR code of conduct
03/22/2017
German twin peaks model would create a financial regulation powerhouse.
03/22/2017
Evidence from the U.S. shows that the judicial system is more effective in levying fines than the national.
03/22/2017
Long-running investigation centers on Middle Eastern investment that helped bank withstand financial crisis
03/22/2017
The implementation rules clarify how to request for the application of the new regime
03/22/2017
The fairly negative perception of the government felt by many within the HNWI community has therefore endured.
03/22/2017
The round sees five women and 21 men given the nod.
03/22/2017
When faced with the prospect of initiating litigation, we would expect an independent director to be in close contact with the fund’s legal counsel.
03/21/2017
, the FCA also launched a consultation on its proposed changes to the IPO process.
03/21/2017
The webpage covers the six new debt limitations and actions firms should take.
03/21/2017
IBA LIBOR Code of Conduct: Contributing banks – Issue 4
03/21/2017
Speech by Andrew Bailey, Chief Executive of the FCA, at the HKMA Annual Conference for Independent Non-Executive Directors.
03/21/2017
Independent review commissioned by Redcentric has now finished, with the FCA and FRC now launching their own investigations
03/21/2017
The UK has a world-leading insurance sector.