12/19/2016
The Court of Appeal held that the publication of an investor presentation in a way that actively invites investors to make use of its contents for a purpose other than the presentation's original purpose could create sufficient proximity to give rise
12/19/2016
The ESAs also note that financial advice in general is already addressed in various ways through a number of EU Directives.
12/19/2016
The FBR is discussing modalities with the banks to set up a system for exchanging information
12/19/2016
The substantial shareholding test would be extended from 12 months in the two years prior to disposal, to 12 months in the previous six years.
12/19/2016
Police reportedly saw her glitzy pictures displaying her champagne lifestyle and vast sums of wealth.
12/19/2016
What are the factors affecting the profitability of banks?
12/19/2016
A further 13% said they planned to cover the cost of research with a charge to client collected alongside transaction commissions.
12/19/2016
Ireland is appealing against the order to recoup 13 billion euros
12/19/2016
One focus of the trading-platform probes has been whether the banks withheld information that might have led clients to route orders elsewhere.
12/19/2016
Ireland is to appeal the EU's ruling that Apple should pay €13 billion in back taxes
12/19/2016
Duncan Lawrie Asset Management is part of Belgravia-based financial services group Duncan Lawrie.
12/19/2016
Neglect of tax affairs is not a victimless action as it deprives the taxpayer of the funds needed to operate public services
12/18/2016
The PSR also found evidence to suggest some banks could do more to identify potentially fraudulent incoming payments, and to prevent accounts falling under the influence of scammers.
12/18/2016
MiFID II applies from 3 January 2018 and will strengthen the protection of investors by both introducing new requirements and reinforcing existing ones.
12/16/2016
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
12/16/2016
The FAMR report said that instalment-based payments could make financial advice more affordable and accessible for some consumers, provided that the terms of the instalment payments were clear and fair.
12/16/2016
These Guidelines represent a significant step forward in the EBA's effort of improving and enhancing the consistency and comparability of institutions' regulatory disclosures
12/16/2016
Intesa Sanpaolo and its New York branch mismanaged its transaction monitoring system and failed to identify suspicious transactions
12/16/2016
ESMA is setting out several proposals to enhance the data made publicly
12/16/2016
An arbitration panel ordered the payout to Tapie in connection with his sale of sportswear company Adidas