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Legal, Regulation & Compliance

02/25/2015

Managers face Swiss Legal Representative requirement

The sands of time are running out for hedge fund managers wishing to continue distributing their funds to Swiss investors.

02/25/2015

HLW Keeble Hawson Set For Recruitment Drive

The law firm is now forecasting another turnover rise and is undertaking a recruitment drive throughout 2015.

02/25/2015

Jersey chief minister 'disappointed' at Miliband letter

Earlier this month Miliband said a future Labour government would push for UK overseas territories to be put on an international blacklist if they refuse to co-operate with a drive against tax avoidance.

02/25/2015

RBS suspends two more employees over market rigging

Royal Bank of Scotland has said it suspended another two employees as part of an investigation by the bank into foreign exchange market rigging

02/25/2015

Ex-Leeds United managing director applies for private prosecution over 'deceitful' Dubai incarceration

I have now been held approaching 300 days without questioning, charge or trial

02/24/2015

FCA considers asset management 'value for money' review

The Financial Conduct Authority is considering a review of the asset management sector that would look at how buyers of products receive value for money.

02/24/2015

Knighted hedge fund manager embroiled in embezzlement probe

Gregory King is among four Scots accused of syphoning £400 million through the crashed Gibraltar-based hedge fund Heather Capital

02/24/2015

New UK law could see bankers prosecuted for aiding tax evasion

Deal with France to allow UK use leaked HSBC files to pursue financial advisers

02/24/2015

Japanese law firm opens London Office

The firm will advise on all aspects of Japanese law

02/24/2015

Hogan Lovells Re-Appoints Nicholas Cheffings as Chair

Hogan Lovells has re-appointed London real estate partner Nicholas Cheffings as Chair of Hogan Lovells beginning 1 May 2015

02/24/2015

FCA fines Aviva Investors £17.6m for systems and controls failings

“While Aviva Investors’ failings were serious, the FCA has recognised that its actions since reporting its failings were exceptional. The level of co-operation during the investigation and commitment to ensuring no customers were adversely imp

02/24/2015

FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

Non-Executive Directors (NEDs) with specific responsibilities, such as Chairman, will come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) has confirmed.

02/24/2015

US launches probe into alleged gold rigging by banks

It also said the Commodity Futures Trading Commission had subpoenaed HSBC Bank USA for documents related to its precious metals trading.

02/24/2015

UK watchdog softens impact of new finance rules

Non-executive directors at banks and insurers exempt from personal liability regime

02/23/2015

The Quiet Man Who Made Big Trouble for Little Luxembourg

Antoine Deltour sees himself as “just a little auditor” who copied some tax files

02/23/2015

Netherlands Supreme Court Justice announces move to Global law firm

He will leave the Supreme Court of the Netherlands on September 1st , 2015. He is the first Justice of the Supreme Court of the Netherlands to leave the Court to join an international law firm.

02/23/2015

Alexander Granovsky faces Israel lawsuit over bank debt

To this end, the bank has hired the services of Adv. Alon Pomeranc, head of the litigation department at the firm of Lipa Meir & Co.

02/23/2015

Eversheds comment: New UK NED regulations could help prevent next financial crisis

To the extent that the new measures can, in fact, prevent the next financial crisis, they should benefit the stability of the financial system.

02/22/2015

American international law firm Shortlisted for Financial News Awards for Excellence

The winners will be announced at a gala dinner in London on April 22.

02/22/2015

Financiers eager to make allowances for the European Banking Authority Simon Goodley

The regulator is in favour of the EU bonus cap. The banks have devised quite an obvious stratagem to defeat it. Your move, EBA

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