03/20/2015
The dawn raids, furtive City pub meetings and evidence of lavish gifts that led to Julian Rifat, Graeme Shelley and Paul Milsom being sentenced for insider trading
03/20/2015
German financial watchdog BaFin on Friday slapped a record fine of €3.25 million ($US3.5 million) on BlackRock Inc for misrepresenting its stakes in almost 50 of the country's largest companies over several years
03/20/2015
Prudential Regulatory Authority levied fines last year and part of rebate to other banks will be paid out of penalties
03/20/2015
Italian authorities are probing allegations of “unauthorized exercise of financial activity” and related offenses, according to the annual report.
03/19/2015
She also has considerable experience in advising clients on the regulatory aspects of transactions
03/19/2015
Since 2008-09, the firm’s revenue from international offices has grown 41%. At the same time, non-UK based partner numbers have grown by 195%.
03/19/2015
The Budget that wasn't Much was expected of George Osborne when he got to his feet today to reveal the details of a hotly anticipated Budget - would it be an election giveaway, a vote winner, a last hurrah or preparation for another five years? Wel
03/19/2015
Seeking to enforce and make demand under a personal guarantee can be a minefield and we have previously written on the execution requirements of a guarantee and the importance of the guarantor obtaining independent legal advice: please see our briefing pa
03/19/2015
Jersey’s ambitions to position itself as a leading FinTech jurisdiction and how digital innovation could assist Jersey’s finance industry with growing due diligence obligations formed the focus of an event hosted by Jersey Finance recently.
03/19/2015
Mr Smith also regularly appears on BBC Saturday Kitchen and is listed in Debrett's 500 2015
03/19/2015
It was a great honour to be nominated for this prestigious award which acknowledges the work of in-house legal departments
03/19/2015
The announcement is the government's first major attempt to grapple with the regulatory and consumer safety issues surrounding digital currencies
03/19/2015
By way of background, MiFiD addresses best execution in two Articles, 21 and 44.
03/19/2015
High regulatory costs are apparently here to stay
03/19/2015
ESMA reviewed how the thirty financial authorities across the EU have implemented its guidelines on automated trading into their day-to-day supervision of trading platforms. The guidelines set out systems and controls requirements for investment firms and
03/18/2015
This penalty was introduced by the Finance Act 2007.
03/18/2015
After surpassing revenue targets two years early last summer, high-flying City firm Mishcon de Reya has kick-started the process for its firmwide strategy review and is currently interviewing external consultants to help shape its vision.
03/18/2015
Two banks expected to pay as much as a combined $800 million to settle lawsuit
03/18/2015
Northern law firms showed strength in fees generated per earner as a new report suggests real growth has returned
03/18/2015
The men all served on the Porsche supervisory board in 2008 when the company tried unsuccessfully to take over its then-rival VW.