06/01/2022
Green investment scam duo found guilty
They took £37m from around 2,000 victims
06/01/2022
They took £37m from around 2,000 victims
06/01/2022
By design and by necessity, CMU is a project that is continually evolving.
06/01/2022
Administrative penalty imposed on the credit institution Natixis Wealth Management Luxembourg
06/01/2022
That’s why, in this blog, we break down the key factors that underpin effective CASS governance.
06/01/2022
The CII’s financial statements show a 2021 reported surplus after tax and before comprehensive items of £2.249m.
06/01/2022
One adviser argued that the FCA has “zero accountability”, questioning how the FCA can act as the “investigator, judge, jury and executioner”.
06/01/2022
The FTSE 100 advice business announced a change to the investment objective and policy of its Emerging Market Equity fund earlier this month by moving from a single manager to a multi-manager strategy.
05/31/2022
As well as making these specific changes, the FCA initiated, as part of its July 2021 Primary Markets Effectiveness Review
05/31/2022
The importance and the benefits of carrying out regular independent AML Audits.
05/31/2022
The bank took note of the sanction and specified that “as part of its medium-term plan 2021-2024, Natixis Wealth Management has decided to end this non-strategic depository activity, managed in run-off since September 2021”.
05/31/2022
Dean's inclusion marks the third straight year he has been recognised by eprivateclient.
05/31/2022
Almost 50 officers from Bafin, the Federal Criminal Police Office and the Public Prosecutor’s Office searched the buildings of Deutsche Bank and DWS, according to the city’s prosecutor’s office.
05/31/2022
All in all, these results imply that a composite short-term signal strategy can be highly profitable after costs when efficient trading rules are applied.
05/31/2022
Asset manager accused of misleading investors about ESG factors in its financial products
05/31/2022
April joined Accuro in September 2020 as Legal Counsel
05/30/2022
The team led by Jochen Seitz acted as transaction counsel and advised on both German law and Hong Kong law.
05/30/2022
Millions of households across the UK will benefit from a new £15 billion package of targeted government support to help with the rising cost of living, the Chancellor announced
05/30/2022
The paper notes the GBP 11 billion annual cost to the Exchequer that full expensing would entail, and invites views on whether, if this level of funding were available
05/30/2022
The FCA is continuing its discussion on how it can make the listing regime, the rules companies must follow to be allowed to list their shares in the UK, more effective, easier to understand and more competitive.
05/30/2022
The group then used the money to buy themselves luxury cards, motorbikes, and expensive property.