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Legal, Regulation & Compliance

09/05/2023

The twilight of the financial ecosystems

With the measure, Helvetia is reacting to the “challenging environment” for Moneypark's business, as the St. Gallen insurer said on Tuesday.

09/05/2023

Quilter Cheviot to red card weak investment company boards

The investment management arm of Quilter flexes its muscles and prepares to vote against investment trust boards after investigating their effectiveness.

09/04/2023

Two individuals face bans and £1.3m fine for pension transfer advice failings

Any findings in the decision notices are therefore provisional and reflect the FCA’s position.

09/04/2023

IBOSS cuts charges across 32 MPS portfolios

Negotiations with fund houses have resulted in reduced pricing

09/04/2023

UK’s Direct Line overcharges some existing customers, FCA says

The FCA says the rules ensure renewing home and motor insurance consumers are quoted prices no higher than a new customer through the same channel.

09/04/2023

What to expect from Humza Yousaf’s new programme for government

For his part, Yousaf has been steadfast in his commitment to the agreement, but this dynamic will not be far from his mind as he seeks to deliver his own agenda in government.

09/04/2023

State pension 'danger' alert as third of people at risk of delay in getting payment

Almost a third of adults are at risk of missing out on getting their state pension due to a simple mistake, new research suggests.

09/01/2023

Germany’s economic model is sputtering. So are its banks

Politicised governance and a diminished private sector undermine competitiveness

09/01/2023

Discontinuation of recognition as a minimum standard of the “Allocation Directives for the New Issues Market”

The SBA intends to continue this self-regulation as voluntary self-regulation in the future.

09/01/2023

Addleshaw Goddard: Financial Services & Banking News

The report highlights emerging issues in these markets, including concerns about market power of large and established firms, which can reduce competition.

09/01/2023

FCA analyses lenders’ fair value assessments

The plan aims to ensure that banks are communicating with customers much more effectively and offering them better savings rate deals. 

09/01/2023

Diversity Project calls on FCA to set out clearer non-financial misconduct rules

Response to Sexism in the City inquiry

08/31/2023

Supporting consumers with pension transfers

Firms should create an environment where consumers feel they can disclose their needs and have structures in place to provide suitable support.

08/31/2023

Aegon UK joins list of signatories to UK Stewardship Code

The UK Stewardship Code is a set of voluntary principles that aim to improve the quality of stewardship practices by asset owners, managers and service providers.

08/30/2023

Phillip Schofield 'hires team of wealth management accountants to look after his finances' after admitting his TV career is over

After he admitted he lied to his long-term co-presenter Holly Willoughby, the broadcaster and his talent agency YMU he dramatically resigned from his This Morning role.

08/30/2023

Raiffeisen Bank Aval : In a joint special issue Raiffeisen Bank and Forbes Ukraine introduce the work and vision of the Ukrainian bank

The key topic is Ukraine's European integration.

08/30/2023

Standard Chartered drives inclusion with enhanced global parental leave benefits

Standardised minimum 20-week parental leave to be provided irrespective of gender, relationship status or how a child comes to permanently join an employee’s family

08/29/2023

Standard Chartered announces sale of its global aviation finance leasing business to AviLease

The Consideration is subject to adjustment with reference to the net asset value of the business at completion.

08/29/2023

Why a European Central Carbon Bank would help stabilise EU climate policy

The recently concluded 12-week public consultation on this matter emphasises the need for advanced climate neutrality strategies.

08/29/2023

Group restructurings to be simplified with new Dutch law

It will also be possible for Dutch capital companies to convert into a capital company of an EU Member State.

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