- Managers of Wealth - Europe - Wealth, private banking and asset management news and opinion

Germany Threatens Fintech Solaris With Fines Over Slow Fixes

While the regulator relaxed measures this year for some of the firms, it has warned that the pressure won’t let up for those that don’t improve controls.

FCA overhauls listing rules to boost growth and innovation on UK stock markets

The overhaul of listing rules better aligns the UK’s regime with international market standards.

BNP Paribas and Mistral AI sign a partnership agreement covering all Mistral AI models

This first engagement produced strong results and, as a consequence, BNP Paribas extended the collaboration to the wider Group starting February 2024.

FCA listing reforms admirable, but more to London's woes than the rules

The main reason for the gloomy clouds over the City is the makeup of the main indices.

Britain fast-tracks biggest company listings shake-up in decades

The regime, which aims to attract a wider range of listings by reducing red tape, is backed by the country's new Labour government as it focuses on reviving growth and investment.

Quilter warns of possible 'remedial costs' as regulators probe wealth customer service

Last month, the Financial Conduct Authority requested data regarding ongoing servicing from 20 UK wealth management firms

A multi-tool for cross-border payments: the power of Legal Entity Identifiers − speech by Victoria Cleland

Given at the FSB-GLEIF-ROC Global LEI conference

European Banking Authority to Consider Reporting Requirements for Nonanks

In 2022, these lenders provided an estimated $333 billion in loans — up 60% from 2021’s total, the report said, citing data from the Alternative Credit Council.

CSDR Refit: ESMA consults on rules to recalibrate and further clarify the framework

All the policy mandates under consultation today will contribute towards the effective recalibration of the CSDR regime.

FCA cautions adviser firms over challenges of overseeing overseas representatives

Advisers should consider terminating agreement with overseas appointed reps if they ‘cannot adequately monitor’ their activities

Turning failure into opportunity: Resilience by Design

Resilience by Design transcends the traditional concept of response and recovery and infuses resilience into the architectural design of an enterprise – its people, processes, strategies, and systems.

EBA identifies key supervisory areas as part of the European Supervisory Examination Programme for 2025

The ESEP is aimed at driving supervisory convergence by providing competent authorities with a single set of priorities for implementation in 2025.

Green Notice 2024/01

The Bank’s Data and Statistics Division would like to give notice of our intention to update the Statistical Data Point Model.

French election positive for markets, but risks remain in political impasse

The political deadlock poses significant risks, particularly in light of France’s challenging fiscal position.

Nordea Bank charged by Danish crime unit over AML failings on €3.5bn of transactions

This is claimed to be the largest money-laundering case in Danish history

New MiCA rules increase transparency for retail investors

The draft standards also aim to ensure that NCAs have access to necessary information for effective supervision of the EU crypto-asset market.

How non-EU asset managers can raise funds in Europe

This setup allows asset managers to cater to investors in various regions without altering the core management of the fund.

EBA issues 'travel rule' guidelines

This rule will help tackle the abuse of such transfers for money laundering and terrorist financing purposes.

UK General Election: What changes does Labour have in store for employers?

Under the existing regime, the UK has three employment status classifications; employees, workers and the self-employed.

Navigating the regulatory maze: Compliance and investment strategy in the insurance industry

As insurance companies expand their operations across borders, they are faced with a patchwork of local and international regulations

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