04/15/2025
In the draft Regulatory Technical Standards (RTS) ESMA specifies the rules, with the objective to enhance investment firms’ order execution and foster investor protection.
04/15/2025
The FCA alleges that Mr Burford repeatedly misrepresented the value of the funds and the amount of money he had lost while trading.
04/15/2025
The role will focus on supporting financial services firms to navigate regulation to enter the UK market or raise capital and provide UK firms with support expanding into the APAC region.
04/15/2025
The team are pleased to present the use cases selected for the 3rd cohort of sandbox dialogues.
04/15/2025
The UK has collected only 3% of the financial penalties issued to offshore companies failing to comply with transparency laws designed to reveal the true owners of UK property.
04/14/2025
The review assessed the business models, product offerings and services of 12 trading app firms, identifying both positive practices and areas needing improvement.
04/14/2025
At the heart of the storm is Reyl, a Geneva-based boutique bank that has long marketed itself as a discreet and customer-focused institution for wealthy international clients.
04/14/2025
The banking giant is set to make a significant change likely to affect millions of people in the UK from next month
04/11/2025
Consumers are increasingly choosing to use digital means of payment in shops, and they are also making ever more purchases online. Y
04/11/2025
Consultation paper 8/25
04/11/2025
A Call for Input launched today outlines plans to recalibrate how managers are classified and regulated, with the goal of supporting growth, competitiveness and innovation in the UK’s investment sector.
04/10/2025
This year’s business plan reflects the evolution of our priorities, and in particular the work we are doing to deliver our new secondary objective on competitiveness and growth.
04/10/2025
The City of London Police is currently investigating the group
04/09/2025
Firms can choose to do this themselves but some appoint a regulated third party as their AIFM host.
04/09/2025
In the first year of its new strategy, the FCA will be a smarter regulator, support growth, help consumers and fight crime.
04/08/2025
Asset managers are crucial for the financial wellbeing of millions and play a key role in capital formation for the UK economy.
04/08/2025
By rigorously assessing the performance of DGS stress tests, the EBA aims to continuously enhance the preparedness of DGS to handle bank failures and safeguard depositors' funds.
04/08/2025
The proposed changes seek to ease market entry, boost growth, enhance competition, and foster innovation in the sector.
04/08/2025
Efama is advocating targeted reforms to increase provider participation and drive demand.
04/07/2025
Intervening in the case, the NFDA took a similar stance to the Appellants — that motor dealers should not be considered fiduciaries — and disagreed that, in accepting commissions, the dealers had taken bribes.