03/10/2025
Today’s Opinion acknowledges the assessment performed by the EC and confirms that the amendments proposed ensure that the draft RTS is in line with the mandate set out under DORA.
03/10/2025
The multilingual social media service is intentionally designed to streamline and cover the entire process and also ensuring compliance.
03/07/2025
The ECB is likely to be fairly cautious of treading such new ground and higher interest rates may prevail as a result.
03/07/2025
The Foreign Account Tax Compliance Act (FATCA) is a set of US regulations that came into effect on 1 January 2014 and affects all countries.
03/07/2025
The disinflation process is well on track.
03/06/2025
The FCA recently completed a multi-firm assessment of valuation practices and governance for valuing private equity, venture capital, private debt, and infrastructure assets.
03/06/2025
Regulator seeks industry feedback on plans to raise the threshold for leverage ratio requirements
03/06/2025
In 2023, under Matthew’s leadership, Guernsey became the first jurisdiction globally to launch STEP NextGen, followed by the Cayman Islands STEP NextGen initiative, which is sponsored by Saffery Trust.
03/06/2025
This ambitious plan would mark a pivotal moment in Germany's long-restrictive fiscal strategy.
03/05/2025
Currently, there are 1,283 liquid shares and 1,003 liquid equity-like instruments other than shares, subject to MiFID II/MiFIR transparency requirements.
03/05/2025
Deutsche Bank had violated organizational obligations under the Securities Trading Act in connection with the sale of currency derivatives in Spain.
03/05/2025
These factors have encouraged consolidation within the sector and favoured those businesses which are able to achieve scale both in terms of assets under management and distribution.
03/04/2025
FINMA has engaged Valfor Avocats Sàrl as the bankruptcy liquidator.
03/04/2025
The former Credit Suisse managing directors have been banned for lacking integrity, following US convictions for arranging corrupt loans to the Republic of Mozambique.
03/03/2025
They are also charged with using false documents in the process of committing the alleged fraud.
03/03/2025
They have also been charged with using false documents in the process of committing the alleged fraud.
02/28/2025
Off-channel communications are communications (including calls and written messages) made through channels not approved by the employer and to which neither employers nor regulators have access.
02/28/2025
The EBA benchmarking exercise is the basis for both the supervisory assessment and the horizontal analysis of the outcome of internal models.
02/28/2025
All changes are effective on March 1, 2025, and have been approved by FINMA.
02/27/2025
Speech by Sarah Pritchard, executive director of consumers, competition and international, at the Investment Association Roundtable.