09/15/2023

Why the FCA could be restricting Raymond James

Dodgy tech systems, concerns over suitability, scrutiny over client cash controls, and anxiety over Raymond James’s ‘flexible’ model may have fed into the FCA’s restrictions.

09/13/2023

Retained EU law in the UK after Brexit

Thousands of amendments to that retained EU law also entered into force at the same time, so that the UK statute book was still operational in an independent legal system divorced from the EU.