12/13/2022
Under the new rules, principals will be required to notify the FCA of future AR appointments 30 calendar days before they take effect and provide complaints and revenue information on their ARs to the FCA on an annual basis.
12/12/2022
Higher volumes of loans with weaker credit quality could drive a rise in nonperforming loans, or NPLs, in the future, while the economic slowdown and some negative effects from rising interest rates could hit bank profits.
12/12/2022
Rules that forced banks to legally separate retail banking from riskier investment operations will be reviewed.
12/12/2022
Prosecutors said they had suspected for months that a Gulf state was trying to influence decisions in Brussels.
12/12/2022
Companies listed on bills tell the FT they did not do the stated business
12/12/2022
'The UK’s Listing Rules impose high standards on issuers and their officers which Metro Bank, Mr Donaldson and Mr Arden failed to meet in this case.'
12/12/2022
It is writing to principal firms requesting mandatory information about their ARs
12/09/2022
The EU wants to reduce its dependence on London, which continues to dominate Europe’s financial infrastructure even after Brexit.
12/09/2022
The lawsuit is likely to involve claims of around $440 million, which the Greensill company is asserting against US construction firm Katerra.
12/09/2022
It has published guidance setting out options firms can use to support their customers to manage their monthly mortgage payments, alongside new information for borrowers affected by rising prices.
12/09/2022
It is of fundamental importance to the integrity of the market that brokers such as BGC/GFI have effective market abuse surveillance systems in place.
12/09/2022
The firm also failed to properly monitor the money customers had told them would be going through their accounts compared with what actually was being deposited.
12/09/2022
Edinburgh reforms
12/09/2022
The bill must still be approved by the upper house of parliament
12/09/2022
Britain is easing banking rules brought in after the 2008 global financial crisis in a bid to attract investment and secure London’s status as Europe’s leading finance center
12/09/2022
The amendment of the REIT rules will simplify transactions by opening some of the loopholes already in use across the industry rather than trying to close them.
12/08/2022
But the DNB concluded last year that Rabobank was still falling short and slapped it with the fine and the recommendation.
12/08/2022
The Employment Relations (Flexible Working) Bill (5 pages / 101KB PDF), proposed by Yasmin Qureshi MP, will require employers to consult with an employee before rejecting a flexible working request
12/08/2022
The firm is recognised for its commitment to advancing social mobility in both community and workplace
12/08/2022
A default usually means the firms have gone out of business and are unable to meet any claim themselves.