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Legal, Regulation & Compliance

06/23/2023

Thrings Shortlisted for award in Recognition of support to developing businesses

As a finalist in the Legal category for the awards taking place in September, Thrings continues to build on the recognition as a hub for business growth, helping hundreds of SMEs to thrive each year

06/23/2023

European Banking Authority Finds Payment Sector AML/CFT Controls Lacking

This makes it possible for firms lacking proper AML/CFT measures to conduct business in the EU by establishing themselves in countries with insufficient supervision.

06/23/2023

Calls for alternative pensions approach for doctors

Murray also pointed out that the chancellor himself had also suggested a doctors-only scheme “less than a year ago”.

06/22/2023

DWP review fails to address unnecessary points of friction in its pension transfer regulations

These regulations empowered pension schemes to raise red and amber flags where they saw risk of consumer harm, and in particular scams.

06/22/2023

Bank of England adopts ISO 20022

The central bank said businesses and consumers are unlikely to need to change their payments processes.

06/22/2023

Swiss National Bank tightens monetary policy further and raises SNB policy rate to 1.75%

From 2024 onwards, the new forecast is higher than in March, despite today’s increase in the SNB policy rate.

06/22/2023

Linklaters advises on a trio of high yield and leveraged financings for Triton

Linklaters also advised Italian-based portfolio company Bormioli Pharma

06/22/2023

Linklaters advises GIC and Copenhagen Infrastructure Partners

The first €270m tranche will add to the existing funding sources for the construction of the first stage of Golden Plains Wind Farm

06/22/2023

Lifetime Isa withdrawal charges soar 53 per cent

The consumer is also hampered if they purchase a home with a Lisa that is worth more than £450,000, a figure which has not changed since 2017.

06/21/2023

Margrethe Vestager to run for European Investment Bank top job

EU’s competition and digital regulation commissioner put forward as candidate for presidency by Danish government

06/21/2023

Addleshaw Goddard: Financial Services & Banking News

The date for the House of Commons to further consider the Lords amendments is yet to be announced.

06/21/2023

Financial stability risks from the non-bank sector: thinking system wide

Speech by Lee Foulger

06/20/2023

Crispin Odey no longer regulated to deal directly with clients

Holds no regulatory approval

06/19/2023

Addleshaw Goddard: Financial Services & Banking News

The EBA believes addressing these points will be essential to protecting the EU's single market from financial crime

06/19/2023

FCA receives 43 sexual harassment reports in 5 years

Crispin Odey fired the executive committee of OAM when they tried to reign the company’s founder in after launching a formal investigation into his behaviour.

06/19/2023

Odey AM employee assets restricted by FCA

Client assets remain unrestricted

06/19/2023

FCA proposals likely to hurt smaller MPS providers

Regulation aligning wealth and fund management activities will not worry large managed portfolio service providers but could threaten smaller businesses, warn industry figures.

06/19/2023

Paris summit to push for global debt and climate reform

World leaders will gather in Paris this week with ambitions to reimagine global financing for a new era shaped by climate change, as a cascade of crises swamps debt-burdened countries.

06/19/2023

Home REIT shareholder calls for FCA probe into 'campaign of misinformation'

The Boatman Capital

06/16/2023

ESMA launches Data Strategy for the next five years

Promote data-driven supervision – Enable cutting-edge, smart and effective data-driven supervision by joint developments and use of novel technologies;

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ESMA sets 2027 priorities for stronger, simpler and more integrated EU capital markets

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09-28-2026

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09-28-2026

Prime Minister Andy Burnham sets out plans for a new National Care Service

09-30-2026

French central bank governor flags ‘gradual stranglehold’ of rising borrowing costs

09-28-2026

French bank Crédit Agricole Corporate and Investment Bank opens Amsterdam office

09-28-2026

St. James’s Place evolves alternatives offering with Diversified Assets Fund proposed for wind-up

10-01-2026

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10-01-2026

FINMA Management: Alexandra Karg leaves FINMA, a new business unit is created

10-02-2026

PRI Pensionsgaranti names new head of credit, asset management

10-02-2026

Natixis IM appoints new Senior Director Wholesale

10-02-2026

Wealth manager eyes landmark after revenue lift

10-02-2026

FCA announces new Board appointments

10-02-2026

Julius Baer announces CHF 600 million share buyback and revised dividend policy

10-02-2026

Expansion of the operational structure

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Backbase Appoints Roland Booijen as Chief Product Officer, Agentic Banking

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