12/16/2021
Appointed Representatives reforms – ‘strengthening’ of existing regime for now but more fundamental changes likely
This is a model used by around 3,600 principals and 40,000 ARs across a wide range of financial services markets.
12/16/2021
This is a model used by around 3,600 principals and 40,000 ARs across a wide range of financial services markets.
12/16/2021
The PRA welcomes further comment on the FS1/21; it will publish further consultation papers during 2022 and/or 2023.
12/16/2021
Ofcom should require internet service providers to conduct internal risk assessments
12/16/2021
Regulator set up the scheme in December 2020
12/16/2021
We respond to the Cash Action Group’s (CAG) announcement that retail banks and building societies will create an independent body to assess the needs of local communities and direct cash solutions.
12/16/2021
The announcement is a continuation of the firm’s strategy of expanding its transactional offerings around the globe.
12/16/2021
The GAM Group’s cash, and capital position remains robust.
12/16/2021
The continuation fund is led by Glendower Capital with participation from other secondary investors including Pantheon.
12/15/2021
The FCA welcomes the review’s finding that most customers eligible for the scheme in all likelihood obtained better outcomes than could have been achieved outside of it.
12/15/2021
The government aims to issue proposals in spring 2022, and legislate when Parliamentary time allows.
12/15/2021
The letter also set out our intention to gather information from all affected insurers regularly on the progress of their non-damage BI claims, and to publish some of this data.
12/15/2021
Hundreds of millions of pounds were also pledged to a raft of projects designed to fight climate change.
12/15/2021
In its paper, the Department for Digital, Culture, Media and Sport (DCMS) said it is “considering whether to introduce a new voluntary undertakings process”.
12/15/2021
This year the stress test incorporated extreme conditions
12/15/2021
The FCA said on Tuesday there were “clear shortfalls” in processes, governance and record-keeping related to the scheme.
12/15/2021
In light of the discontinuation of LIBOR, trustees should ensure that, going forwards, interest rates are no longer linked to LIBOR for any new loan relationships.
12/14/2021
This is the first time the FCA has pursued criminal charges for money laundering failings.
12/14/2021
UBS takes note of the French Court of Appeal’s decision.
12/14/2021
The statement sets out the progress made since the review was announced on 16 September 2021.
12/14/2021
European Commission proposes measures to improve the working conditions in platform work and to support the sustainable growth of digital labour platforms in the EU.