11/21/2021
The FCA expects firms and individuals to consider both the spirit and letter of code provisions to make sure they fully meet ‘proper standards of market conduct’.
11/19/2021
Salame has repeatedly denied any wrongdoing and said he had demonstrated that his wealth had been acquired before he took up his central bank post in 1993.
11/19/2021
Both consultations aim to ensure consistent supervisory practices with regard to the review and evaluation of investment firms under the Investment Firms Directive (IFD).
11/19/2021
The guide also flags it isn’t just what you write or photos you post that could cause you problems with insurance and personal finance professionals being encouraged to fact and source check any content they wish to share.
11/19/2021
Large banks could also be required to publish their performance data in relation to bank transfer scams.
11/18/2021
The FCA expects that any new rules resulting from CP21/30 would could come into force in April 2022.
11/18/2021
The FCA has seen evidence of debt packagers appearing to have manipulated customers’ details so that they meet the criteria for IVAs/PTDs, and used persuasive language to promote products without explaining the risks involved.
11/18/2021
If consumers do not receive advice which meets our standards, they may end up on unsuitable debt solutions.
11/18/2021
The consultative document includes 18 high-level principles. Principles 1 through 12 provide banks with guidance on effective management of climate-related financial risks, while principles 13 through 18 provide guidance for prudential supervisors.
11/18/2021
National Security and Investment Act 2021 give ministers power to halt M&As
11/18/2021
Ralli managing director Martin Coyne, lead partner Adrian Anderson and partner Stephen Fox, will act as directors of Ralli Financial Services alongside Frenkel Topping's group chief executive officer Richard Fraser
11/17/2021
Global Investor Services Group IQ-EQ deepens its U.S. foothold with strategic acquisition
11/17/2021
The FCA has confirmed it will allow the temporary use of ‘synthetic’ sterling and yen LIBOR rates in all legacy LIBOR contracts, other than cleared derivatives, that have not been changed at or ahead of end-31 December 2021.
11/17/2021
The proposed changes are aimed at ensuring that the framework still addresses the key systemic risk intended by the FPC
11/17/2021
Regulators in Europe have already taken notice
11/17/2021
Increased time spent living and working at home during the pandemic spurred many late adopters to embrace digital banking practically overnight.
11/17/2021
A final report produced by the All-Party Parliamentary Group on the Future of Work November 2021
11/16/2021
Both banks were warned by the DNB about their weak enforcement of anti-money-laundering practices ahead of the settlements.
11/16/2021
It also sets out the FCA's disclosure expectations and supervisory strategy, and includes a consultation on a new technical note on environmental, social and governance and sustainability.
11/16/2021
In another aspect of the case, Mr Justice Trower declared that the amendments by which the pension increase provisions were introduced should be set aside.