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Legal, Regulation & Compliance

08/28/2025

British Steel member scammed out of pension is denied compensation

The complainant, identified as Mr D, alleged that Open Trustees Limited failed to carry out sufficient due diligence when it transferred his pension fund to a small self-administered scheme with Bespoke Pension Services.

08/28/2025

The EBA updates data used for the identification of global systemically important institutions (G-SIIs)

By serving as a centralised data hub in the disclosure process, the EBA ensures annual updates and provides user-friendly tools, making it easier for stakeholders across the EU to access and analyse this vital information.

08/27/2025

Five ‘C’s for Central Bank Research − speech by Catherine L. Mann

Given at The Future of Central Banking conference on the occasion of the 100th Anniversary, Banco de México

08/27/2025

FCA seeks boost to workplace savings to help people navigate their financial lives

Savings are essential to help consumers manage their financial lives.

08/27/2025

Almost 5,000 fake FCA scams reported in first 6 months of 2025

The majority, almost two-thirds, of reports came from people 56 years old or above.

08/27/2025

Government export credit backing helps Somerset civil defence tech firm secure major marine surveillance contracts in Indonesia and Kuwait

UK Export Finance has provided support to SRT Marine Systems enabling it to secure two major international contracts worth approximately €350 million.

08/26/2025

EU finance cop ‘frustrated’ at lack of European mega-bank mergers

The EU’s goal of a united financial system depends on bigger pan-European banks, but member countries have been undermining cross-border mergers.

08/26/2025

OSA director: ‘We must remain capable of taking action’

Lukas Weber, director of the Organisation of the Swiss Abroad (OSA) draws a positive balance but sees room for improvement in structure and processes.

08/26/2025

First PISCES operator gets greenlight in drive for growth

On 26 August, the FCA approved the London Stock Exchange to operate a PISCES platform, a new type of private stock market.

08/22/2025

Germany pushes radical loosening of crisis-era rules for smaller banks

A draft proposal would wind back post-2008 financial crisis reforms, bringing EU law into line with rules in the U.S., the U.K. and Switzerland.

08/22/2025

ING bank probed for role in Didier Reynders money laundering case

The bank is being probed by the Brussels prosecutor's office for potential acts of "influence peddling".

08/22/2025

1MDB case: bank JP Morgan Suisse convicted by summary penalty order

This criminal conviction stems from one of several cases connected with the embezzlement of assets belonging to the Malaysian sovereign wealth fund 1MDB.

08/22/2025

Banque J. Safra Sarasin SA and one of its former relationship managers convicted by summary penalty order

Banque Safra having also paid a settlement amount of CHF 16 million to Petrobras, private claimant in the proceedings, the OAG has not ordered a compensatory claim.

08/21/2025

Scottish Widows gets FCA approval for LTAF

The overall ‘open architecture’ fund will be managed by Carne, with sub-funds run by Aberdeen and BNP Paribas.

08/20/2025

Review of the analytical framework supporting financial policy at the Bank of England

Our Financial Stability Papers are designed to develop new insights into risk management, to promote risk reduction policies, to improve financial crisis management planning or to report on aspects of our systemic financial stability work.

08/20/2025

Millions to receive essential benefit payments ahead of August bank holiday

Millions of people will receive their essential financial support before the August bank holiday weekend, as the Government has confirmed that benefit payments will be brought forward to Friday 22 August.

08/20/2025

Mishcon de Reya recognised in WIPR Global Trade Secrets Rankings 2025

The recognition notes our growing trade secrets practice operating from our offices in London, Cambridge, Oxford, Hong Kong and Singapore

08/19/2025

The EBA publishes its final standards for off-balance sheet items conversion factors

Under the standardised approach of credit risk, the exposure values of off-balance exposure depend on the application of certain percentages, which in turn rely on a bucket classification.

08/19/2025

Bank of England may face lower inflation despite ‘Oasis bump’

Such a scenario could ease concerns that inflation has proven more difficult to bring down, which would lead to further calls for interest rates to be cut.

08/19/2025

Approach to KPIs as Listed Impact Equity Managers

This regulatory shift is a welcome one.

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