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Legal, Regulation & Compliance

09/02/2025

West brothers sentenced for insider trading and forced to pay £280,000

The brothers were both seasoned traders with over 20 years of experience within the UK and overseas, with an extensive network of contacts across the investment community.

09/02/2025

Chambers UK Bar Awards 2025 nominations

The awards ceremony will take place on Thursday, 13 November 2025.

09/02/2025

Economic uncertainty weakens monetary policy transmission

Our findings suggest that the strength of monetary policy transmission depends on the degree of uncertainty in the economy.

08/29/2025

Pension credit claims fall but rejection rates remain stubbornly high

This shows that while interest in pension credit has grown, many applicants are still falling short of the eligibility criteria.

08/29/2025

TISA: Targeted support could ‘miss’ three out of four consumers without legislative fix to PECR and clarification of FCA rules

TISA estimates that under current regulations, firms may only be able to proactively reach as little as a quarter of customers.

08/29/2025

Sterling Could Be Vulnerable as BOE Rate-Cut Bets Look Conservative

The BOE only narrowly approved a rate reduction at its latest meeting on August 7, stressing the risk of inflation rising and reiterating its guidance for “gradual and careful” policy easing.

08/29/2025

Monetary developments in the euro area: July 2025

The annual growth rate of short-term deposits other than overnight deposits

08/28/2025

British Steel member scammed out of pension is denied compensation

The complainant, identified as Mr D, alleged that Open Trustees Limited failed to carry out sufficient due diligence when it transferred his pension fund to a small self-administered scheme with Bespoke Pension Services.

08/28/2025

The EBA updates data used for the identification of global systemically important institutions (G-SIIs)

By serving as a centralised data hub in the disclosure process, the EBA ensures annual updates and provides user-friendly tools, making it easier for stakeholders across the EU to access and analyse this vital information.

08/27/2025

Five ‘C’s for Central Bank Research − speech by Catherine L. Mann

Given at The Future of Central Banking conference on the occasion of the 100th Anniversary, Banco de México

08/27/2025

FCA seeks boost to workplace savings to help people navigate their financial lives

Savings are essential to help consumers manage their financial lives.

08/27/2025

Almost 5,000 fake FCA scams reported in first 6 months of 2025

The majority, almost two-thirds, of reports came from people 56 years old or above.

08/27/2025

Government export credit backing helps Somerset civil defence tech firm secure major marine surveillance contracts in Indonesia and Kuwait

UK Export Finance has provided support to SRT Marine Systems enabling it to secure two major international contracts worth approximately €350 million.

08/26/2025

EU finance cop ‘frustrated’ at lack of European mega-bank mergers

The EU’s goal of a united financial system depends on bigger pan-European banks, but member countries have been undermining cross-border mergers.

08/26/2025

OSA director: ‘We must remain capable of taking action’

Lukas Weber, director of the Organisation of the Swiss Abroad (OSA) draws a positive balance but sees room for improvement in structure and processes.

08/26/2025

First PISCES operator gets greenlight in drive for growth

On 26 August, the FCA approved the London Stock Exchange to operate a PISCES platform, a new type of private stock market.

08/22/2025

Germany pushes radical loosening of crisis-era rules for smaller banks

A draft proposal would wind back post-2008 financial crisis reforms, bringing EU law into line with rules in the U.S., the U.K. and Switzerland.

08/22/2025

ING bank probed for role in Didier Reynders money laundering case

The bank is being probed by the Brussels prosecutor's office for potential acts of "influence peddling".

08/22/2025

1MDB case: bank JP Morgan Suisse convicted by summary penalty order

This criminal conviction stems from one of several cases connected with the embezzlement of assets belonging to the Malaysian sovereign wealth fund 1MDB.

08/22/2025

Banque J. Safra Sarasin SA and one of its former relationship managers convicted by summary penalty order

Banque Safra having also paid a settlement amount of CHF 16 million to Petrobras, private claimant in the proceedings, the OAG has not ordered a compensatory claim.

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