01/20/2022
Under the proposed rules, the FCA would ensure firms that approve and communicate financial marketing have relevant expertise and understanding of the investments being offered
01/20/2022
As part of our preparation we are undertaking further analysis of advice given to members of the BSPS between 29 March 2016 and 31 March 2018.
01/20/2022
The Law Society of Scotland has renewed its strategic partnership with Amiqus as the tech firm’s researchers develop “inheritance calculator”.
01/20/2022
Navigating the sustainable landscape with Refinitiv
01/20/2022
The FCA clarifies that firms can avoid these actions by voluntarily applying to cancel their TPR
01/19/2022
Above all, it is important that businesses understand the evolving economic climate.
01/19/2022
With this system, artificial intelligence helps combat payment fraud, for example, by making it easy for suspicious patterns of behaviour or unusual payments to be flagged to protect clients funds.
01/19/2022
The FCA reminds firms that firms whose permissions have been cancelled cannot conduct regulated business in the UK and that they would be committing a criminal offence if they did so.
01/19/2022
Find the latest data we have collected (as of 7 January 2022) from all affected insurers on the progress of their non-damage business interruption (BI) insurance claims.
01/19/2022
It was also highlighted that the current MCD may not support market developments such as digitalisation of delivery and the sustainable finance agenda.
01/19/2022
The sanctions vary greatly in their size but carry a similar message: National regulators will take action in their home markets.
01/19/2022
The feedback statement does not identify ultimate outcomes which the FCA may take should it decide to address any of the above concerns.
01/19/2022
Their recognition in the Spear's 500 is the latest accolade in an extremely successful past 12 months for Carey Olsen's global trusts and private wealth practice.
01/19/2022
FCA looks to strengthen financial promotion rules for high risk investments
01/18/2022
The ex-directors of Bartholomew Hawkins Limited took consolidator IWP to court over the value of their shares after they were fired for gross misconduct.
01/18/2022
The recent consultation sets out the HMG’s proposals for adapting the UK regulatory framework for CCPs and CSDs. Feedback is requested by 28 February 2022.
01/18/2022
After previously stating he was not guilty
01/18/2022
The EBA will continue to monitor developments and will further reassess the application of the Guidelines on an annual basis and will consider repealing the Guidelines in the future when the situation permits
01/18/2022
The preliminary patterns suggest that the regulatory requirements developed in relation to payment security are having the desired effect.
01/18/2022
ESMA’s findings will also provide important input to the European Commission’s decision regarding the extension of its temporary equivalence decision for UK-based Tier 2 CCPs in early 2022.