11/08/2024
The Supplemental Report and Bill serve as a valuable point of reference for the Cayman Islands, guiding our approach to digital property rights within an evolving financial landscape.
11/07/2024
The Bank of England’s Monetary Policy Committee is responsible for making decisions about Bank Rate.
11/06/2024
Anthony and Laura Hay served as directors of the companies and Tim Stewart was the compliance manager at both companies.
11/06/2024
The transaction is in line with Allianz Direct’s goal to expand its B2B2C operations
11/06/2024
The jury returned guilty verdicts in 12 of the 14 charges before the court today after hours of deliberating.
11/06/2024
The fine was waived because of its cooperation.
11/06/2024
This sentence alone makes it clear what a confusing legal legacy the UBS lawyers have to deal with.
11/05/2024
In the report, firms set out an ambitious, phased vision for the use of distributed ledger technology (DLT) in asset management.
11/05/2024
The senders of the emails claim to be FINMA employees. FINMA does not send such emails and does not contact private individuals as a matter of principle.
11/05/2024
New transparency rules for bonds and derivatives markets will give investors more information and reduce costs for firms.
11/05/2024
Chartered financial planner Alasdair Walker – who set up a group called Our PFS to “protect the future” of the professional body – sent out an email to members, urging them to vote.
11/05/2024
The resolution of such a high-profile case really underscores our legal expertise in criminal law and our capability to handle complex and high-stakes legal matters”.
11/04/2024
On 21 August, ESMA published finalised guidelines regulating the use of environmental, social, and governance (ESG)-related and sustainability-related terms in fund names.
11/01/2024
They are also banned from holding any senior management function in a regulated firm.
11/01/2024
The ‘Changes to draft policy’ section of this chapter refers to that explanation, taking into account consultation responses where relevant.
11/01/2024
The FCA issued a notice that Odey’s behaviour towards the firm he founded Odey Asset Management and the regulator ‘lacked candour’.
11/01/2024
This suggests the need for process improvements or further resources to effectively manage these compliance challenges.
10/31/2024
All entities of a group that are subject to this requirement are expected to fill in the survey separately, at entity level.
10/31/2024
These ITS are the first milestone for the successful establishment of a fully operational ESAP.
10/31/2024
This represents an increase of £6.9 billion (2.9%) and £2.8 billion (5.7%) respectively in the past year.