• Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • more...
    • FinTech

      Alternative Investments

      Investment Banking

      Comment, Analysis & Research

      Tax

      Retail Banking

      Pensions

      Planet SOS


Legal, Regulation & Compliance

08/21/2024

Charles Russell Speechlys advises Hudl UK, Limited on its acquisition of StatsBomb Services Limited

Hudl is a global leader in cloud-based solutions for video and data integration in the sports industry.

08/21/2024

FCA calls on insurers to ensure they demonstrate fair value and good customer outcomes

The regulator has also published its latest Value Measures Data (January – December 2023).

08/21/2024

Linklaters advises Carlyle on its majority acquisition of Seidor

The remaining 40% of Seidor will stay with the founding shareholders and executives.

08/20/2024

Norton Rose Fulbright advises BNP Paribas Bank Polska and other lender on extension of Argon office loan

Its timeless and elegant appearance is made possible by its unique form, modern elevation and its “lighthouse” base devoid of glazing bars and impressively-lit at night.

08/20/2024

Unique regulatory challenges presented by overseas appointed representatives

One of the top level challenges for principal firms is the differences in culture and language

08/20/2024

FCA fines auditor for failing to flag fraud suspicions

This is the first time the FCA has fined an audit firm.

08/19/2024

Deutsche Bank's Postbank settlement rejected by plaintiffs - Reuters

Deutsche Bank’s settlement offer to shareholders that sued them for underpaying for the Postbank acquisition has been rejected by plaintiffs.

08/19/2024

Meier + Partner Vermögensverwaltung AG : BaFin orders cessation of unauthorised investment brokerage and advice

The company recommends that customers buy certain shares. It also offers to inform its customers about advantageous opportunities to sell these shares in the future.

08/19/2024

UniCredit doubts ECB’s right to restrict its business in Russia

This argument is given in the recently disclosed case materials on the website of the Court of Justice of the European Union.

08/19/2024

ECB harmonises rules for Eurosystem collateral management

Harmonisation marks step towards European capital markets union

08/16/2024

FCA censures auditor for failings in client asset reports

Client asset protection is a key part of maintaining market confidence, financial stability and consumer protection.

08/16/2024

PwC fined £15 million for failing to alert the FCA to suspected fraudulent activity at London Capital & Finance plc

This is the first time the FCA has fined an audit firm.

08/16/2024

Capital market regulation: Can the UK’s bold gamble steer it to success?

Proponents of the latest changes say easing the hurdles for companies – even in ways investors dislike – will pay off, writes Morningstar’s Lindsey Stewart

08/15/2024

FCA fines FXTB for unfair customer treatment practices

FXTB pressured customers to put their money at risk through CFD trading, even encouraging them to borrow money from friends or family in some cases.

08/15/2024

FCA fines and bans Martin Sarl for dishonest and reckless conduct

That was not allowed under the FCA’s Client Money rules, and these funds should have been kept separate.

08/15/2024

FCA fines Cypriot contract for differences firm over unauthorised advice

The regulator previously took action in 2020 to stop four Cypriot investment firms from continuing to offer high risk CFDs to UK investors

08/15/2024

Finma on stablecoins: “Same business, same risks, same rules”

Rather, the supervisory authority wants to show the industry how risks can be limited and problematic situations avoided.

08/15/2024

CII wants to be first at the table in policy-making talks

According to Hill, memberships of professional bodies need to see the CII round the table, not just when the FCA consults on something

08/15/2024

FCA scrutinises DFM feedback amid SDR extension rumours

The FCA has promised to set out next steps ‘shortly’ on talk that wealth managers will be given an extension to the December deadline.

08/15/2024

Anti-greenwashing: UK firms gearing up for new FCA rules and guidance

Moreover, wealth managers, planners and financial advisers must also ensure that, when engaging with clients, the sustainability-related claims they make are clear

  • 1
  • 2
  • 3
  • …
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • …
  • 1042
  • 1043
  • 1044

Translate

Member Area

Forgot password?
New User?   Register Now!
  • Popular
  • Recent

RiskConcile acquires B4Finance

12-04-2025

Investec further strengthens its Asset Finance capability in the Channel Islands

12-03-2025

Outlook 2026: spectacular spending, unspectacular growth. Emerging markets and gold in focus

12-02-2025

Glenbrook Announces Rebrand of Investment Team to Glenbrook Private Clients

12-04-2025

Budget ‘not as bad as feared’ but advisers warn of long-term uncertainty

12-03-2025

Qivalis, joint venture of a European banking consortium, to launch euro stablecoin in the second half of 2026

12-03-2025

PS26/25 – Discontinuing SS20/15: Supervising building societies’ treasury and lending activities

12-05-2025

Intergenerational Wealth: The challenges of passing wealth between generations

12-03-2025

Jon Fadri Pitsch will become a new member of the management board of the Graubünden Cantonal Bank.

12-09-2025

Victoria Gammon joins Evelyn Partners as partner

12-09-2025

Guernsey Finance appoints Barnaby Molloy as Chief Executive

12-09-2025

FCA sets out landmark package to boost UK investment culture

12-09-2025

China drives surge in global thematic fund assets

12-09-2025

Axa IM Alts issues €500m green bond for European logistics fund

12-09-2025

Murex powers Aldermore Bank’s move to cloud treasury platform

12-09-2025

World’s Best Private Banks 2026

12-09-2025

The Wealth Mosaic

Quick Links

  • Industry Events
  • Free White Papers
  • Featured Multimedia
  • RSS Feeds

© 2006 - 2025 Managers of Wealth Network. [Latest wealth management news, research and opinion from around the World] | Privacy Statement | Terms and Conditions

Network of websites
Managers of Wealth | Europe | Offshore | Asia | Americas | Middle East | Africa | FinTech | Funds | Legal

  • Wealth and Asset Management
  • Executive Moves
  • Legal, Regulation & Compliance
  • FinTech
  • Alternative Investments
  • Investment Banking
  • Comment, Analysis & Research
  • Tax
  • Retail Banking
  • Pensions
  • Planet SOS