11/27/2024
The main reasons advisers give for offboarding clients are that the clients’ needs have changed, they no longer require advice or they do not meet requirements for providing ongoing services.
11/27/2024
Such a consultation represents an important step in the adaptation of the UK’s prudential regime for CRR firms inherited from the European Union
11/26/2024
The FCA is launching its first competition to fund research into how regulation can support national growth.
11/26/2024
This follows Barclays' decision to withdraw its referral of the FCA's planned action to the Upper Tribunal.
11/26/2024
The fictitious trades were not detected earlier because of significant weaknesses in MBL’s systems
11/26/2024
The APPG on Investment Fraud and Fairer Finance is presenting its report to Parliament after collecting evidence from 175 respondents, including whistleblowers, victims of scams and current and former employees of the regulator.
11/25/2024
Given at the Bank of England Watchers Conference, London
11/22/2024
The FCA is seeking feedback on proposals to extend the time firms have to respond to motor finance complaints where a non-discretionary commission arrangement was involved.
11/22/2024
This high-profile collapse was followed by a series of investigations and legal proceedings that exposed serious corporate governance failures.
11/21/2024
The firm is no longer offering finance to new customers.
11/21/2024
Given at Leeds University Business School
11/21/2024
The Joint Guidelines aim to ensure consistent and effective supervisory practices within the European System of Financial Supervision
11/20/2024
The MCS is based on abnormal stock price movements before takeover offer announcements.
11/20/2024
The new regulatory framework is designed to ensure customer money is safe at all times while held by payment providers, and that customers will be given a swift refund in the event of a company collapse.
11/20/2024
This recognition is a testament to our team’s commitment to delivering efficient, client-focused debt recovery solutions.
11/20/2024
A gilt is a government liability denominated in sterling and listed on the London Stock Exchange.
11/20/2024
The regulator suspects the persons involved of collectively carrying out activities which are illegal without necessary licences.
11/20/2024
In July, the Chancellor announced that the winter fuel payment would be made only to those on low incomes who received certain benefits such as pension credit as of this year.
11/19/2024
Mr Harris continued to mislead the FCA during a telephone call, failing to mention that he was actually in prison at the time.
11/19/2024
Plus: Australian regulator files penalty proceedings against NAB, and more