05/29/2019
The GDPR implications for the financial services sector were undoubtedly significant, and the move towards digitisation and open banking has compounded an already complicated privacy landscape in an industry where trust is crucial.
05/29/2019
The regulator called on the EU to adopt "equivalency" for a short period in the event of a no deal
05/29/2019
The trades are designed to cancel each other out, so the investors are in the same position as when they started, except that the brokers charge the clients a fee for carrying out the trades, which are typically not needed by the client.
05/29/2019
Leading offshore law firm advises bank on credit facility
We are delighted to have advised JPMorgan Chase Bank
05/28/2019
When a couple divorce and there is family business wealth in common, protecting that wealth requires special consideration. Charmaine Hast of lawyers Wedlake Bell offers some analysis
05/28/2019
According to the authors’, the issuing of digital currencies by the central bank should be considered independently from the technology underlying such currency
05/28/2019
Felix Hufeld, president of Germany’s BaFin banking watchdog, said banks will have a 12-month timeframe to implement the countercyclical capital buffer, starting from July 1.
05/28/2019
The step is meant as a precaution as regulators see “no concrete signs of acute risks for financial stability” in Germany, Deputy Finance Minister Joerg Kukies told a news conference in Berlin.
05/28/2019
Finma has added three more companies to its warning list.
05/27/2019
Cyber-attacks constituting a threat to Member States
05/27/2019
Individuals also need to ensure that they comply with any applicable obligations under FSMA.
05/27/2019
Matters are likely to be complicated by a surge in support for populist parties in the elections to the European parliament.
05/27/2019
It will also allow EEA-domiciled investment funds that market in the UK under a passport to continue temporarily marketing in the UK.
05/24/2019
Mifid rules highlight the costs of investing
Wealth managers now required to produce annual fee statements
05/24/2019
The UK has contributed to and defined a great percentage of this over the past 40-odd years
05/24/2019
Our review identified significant shortcomings in principal firms’ understanding of their regulatory responsibilities for their ARs.
05/23/2019
The firm did not disclose how much the portfolio was worth but the Society of Chartered Surveyors Ireland found the average hectare of forest changed hands for €9,838 (£8,623) in 2016, making the portfolio worth a potential €40 million: al
05/23/2019
The Egmont Group has grown to a large international organisation of 159 financial intelligence units, representing the operational arm of AML/CFT deterrence to complement the strategic arm of the FATF.
05/23/2019
On Wednesday, BaFin said N26 must take measures including reidentifying some existing customers, catching up on a backlog of IT monitoring and documenting workflows.
05/23/2019
FCA wins case against unauthorised forex firm